IPOs and Capital Raising

December
2018
Stock
Code
Company Name
& Industry
Listed
Date
Market Cap IPO
Price
1st
day
1st
Month
6
Month
1st
year
More
Information
AMS Atomos Limited
Consumer Electronics
28/12/2018 $ 97.09m $ 0.41 $ 0.500
21.95%
$ 0.750
82.92%
$ 1.030
151.21%
$ 1.390
239.02%
FIJ Fiji Kava Limited
Personal Products
20/12/2018 $4.36m $ 0.20 $ 0.120
-40.00 %
$ 0.096
-52%
$ 0.085
-57.5%
$ 0.075
-62.5%
EX1 Exopharm Limited
Biotechnology
18/12/2018 $12.26m $ 0.2 $ 0.520
160.00%
$ 0.525
162.5%
$ 0.410
105%
$ 0.280
40%
YRL Yandal Resources Limited
Gold
14/12/2018 $ 7.74m $ 0.2 $ 0.220
10.00 %
$ 0.230
15%
$ 0.200
0.0%
$ 0.230
15%
EMV Emvision Medical Devices Ltd
Health Care Equipment
13/12/2018 $39.61m $ 0.25 $ 0.305
22%
$ 0.370
48%
$ 0.375
50%
$ 0.705
182%
TYM Tymlez Group Limited
Application Software
13/12/2018 $1.81m $ 0.22 $ 0.147
-33.18%
$ 0.186
-15.45%
$ 0.156
-29.09%
$ 0.049
-77.72%
HMD Heramed Limited
Health Care Equipment
12/12/2018 $7.03m $ 0.2 $ 0.180
-10%
$ 0.180
-10%
$ 0.235
17.5%
$ 0.170
-15%
CRS Caprice Resources Ltd
Diversified Metals & Mining
05/12/2018 $3.62m $ 0.20 $ 0.195
-2.50%
$ 0.150
-25%
$ 0.135
-32.5%
$ 0.130
-35%
RVS Revasum Inc.
Industrial Machinery
04/12/2018 $12.89m $ 2.00 $ 1.860
-7.00%
$ 1.750
-12.5%
$ 1.400
-30%
$ 0.750
-62.5%
November
2018
Stock
Code
Company Name
& Industry
Listed
Date
Market Cap IPO
Price
1st
day
1st
Month
6
Month
1st
year
More
Information
NVU Nanoveu Limited
Electronic Components
30/11/2018 $4.14m $ 0.20 $ 0.130
-35%
$ 0.089
-55.5%
$ 0.060
-70%
$ 0.052
-74%
NWM Norwest Minerals Limited
Diversified Metals & Mining
29/11/2018 $8.84m $ 0.20 $ 0.163
-18.50%
$ 0.180
-10%
$ 0.227
13.5%
$ 0.180
-10%
QRI Qualitas Real Estate Income Fund
Diversified REITs
27/11/2018 $313.44m $ 1.60 $ 1.585
-0.90%
$ 1.674
4.62%
$ 1.664
4%
$ 1.600
0.0%
SBW Shekel Brainweigh Ltd
Application Software
20/11/2018 $9.73m $ 0.35 $ 0.370
5.71%
$ 0.230
-34.28%
$ 0.210
-40%
$ 0.120
-65.71%
HM1 Hearts And Minds Investments Limited
Asset Management & Custody Banks
14/11/2018 $634.5m $ 2.50 $ 2.465
-1.60%
$ 2.485
-0.8%
$ 2.747
9.88%
$ 2.960
18.4%
GSM Golden State Mining Limited
Gold
08/11/2018 $4.84m $0.20 $ 0.175
-12.50%
$ 0.165
-17.5%
$ 0.081
-59.5%
$ 0.080
-60%
MOH Moho Resources Limited
Gold
07/11/2018 $3.06m $ 0.20 $ 0.170
-15.00%
$ 0.115
-42.5%
$ 0.070
-65%
$ 0.060
-70%
October
2018
Stock
Code
Company Name
& Industry
Listed
Date
Market Cap IPO
Price
1st
day
1st
Month
6
Month
1st
year
More
Information
WWG Wiseway Group Limited
Air Freight & Logistics
31/10/2018 $15.44m $0.50 $ 0.420
-16.00%
$ 0.430
-14%
$ 0.330
-34%
$ 0.165
-67%
PIN Pinchme.Com Inc.
Commercial & Professional Services
24/10/2018 $10.23m $ 0.50 $ 0.390
-22%
$ 0.260
-48%
$ 0.130
-74%
$ 0.100
-80%
CRN Coronado Global Resources Inc.
Steel
23/10/2018 $1.15b $ 4.40 $ 3.600
-18.18%
$ 3.280
-25.45%
$ 2.870
-34.77%
$ 2.440
-44.54%
STG Straker Translations Limited
Interactive Media & Services
22/10/2018 $48.06m $ 1.51 $ 1.710
13.24%
$ 1.500
-0.66%
$ 1.400
-7.28%
$ 1.850
22.51%
QEM QEM Limited
Diversified Metals & Mining
19/10/2018 $3.1m $ 0.20 $ 0.185
-7.50%
$ 0.160
-20%
$ 0.100
-50%
$ 0.105
-47.5%
ID8 Identitii Limited
Application Software
17/10/2018 $5.92m $ 0.75 $ 0.522
-30.00%
$ 0.457
-39%
$ 0.364
-51.46%
$ 0.201
-73.19%
SMX Security Matters Limited
Systems Software
15/10/2018 $23.08m $ 0.20 $ 0.205
2.50%
$ 0.405
125.00%
$ 0.480
140%
$ 0.280
40%
TGF Tribeca Global Natural Resources Limited
Asset Management & Custody Banks
12/10/2018 $70.49m $ 2.50 $ 2.520
0.80%
$ 2.550
2%
$ 2.340
-6.4%
$ 1.970
-21.2%
EMN Euro Manganese Inc
Diversified Metals & Mining
02/10/2018 $5.92m $ 0.26 $ 0.320
23.07%
$ 0.210
-19.23%
$ 0.250
-3.84%
$ 0.170
-34.6%
SGI Stealth Global Holdings Ltd
Trading Companies & Distributors
02/10/2018 $6.64m $ 0.20 $ 0.190
-5.00%
$ 0.160
-20%
$ 0.105
-47.5%
$ 0.090
-55%
September
2018
Stock
Code
Company Name
& Industry
Listed
Date
Market Cap IPO
Price
1st
day
1st
Month
6
Month
1st
year
More
Information
NBI NB Global Corporate Income Trust
Asset Management & Custody Banks
26/09/2018 $779.78m $ 2.00 $ 2.015
7.50%
$ 2.005
2.5%
$ 2.015
7.5%
$ 2.070
3.5%
AGH Althea Group Holdings Limited
Pharmaceuticals
21/09/2018 $64.69m $ 0.20 $ 0.560
180.00%
$ 0.495
147.5%
$ 0.380
90%
$ 0.755
277.5%
AR9 Archtis Limited
Software & Services
21/09/2018 $7.32m $ 0.20 $ 0.185
-7.50%
$ 0.170
-15%
$ 0.096
-52%
$ 0.135
-32.5%
VEN Vintage Energy Ltd
Oil & Gas Exploration & Production
17/09/2018 $8.66m $ 0.20 $ 0.215
7.50%
$ 0.210
5%
$ 0.165
-17.5%
$ 0.150
-25%
ARN Aldoro Resources Limited
Diversified Metals & Mining
13/09/2018 $6.24m $ 0.20 $ 0.215
7.50%
$ 0.200
0.0%
$ 0.145
-27.5%
$ 0.170
-15%
14D 1414 Degrees Limiteds
Electrical Components & Equipment
12/09/2018 $18.32m $ 0.35 $ 0.225
-35.70%
$ 0.295
-15.7%
$ 0.310
-11.42%
$ 0.210
-40%
HLA Healthia Limited
Health Care Services
11/09/2018 $45.38m $ 1.00 $ 1.195
19.5%
$ 1.160
16%
$ 0.990
-1%
$ 0.920
-8%
August
2018
Stock
Code
Company Name
& Industry
Listed
Date
Market Cap IPO
Price
1st
day
1st
Month
6
Month
1st
year
More
Information
CM1 Coolgardie Minerals Limited
Gold
30/08/2018 $4.41m $ 0.20 $ 0.185
-7.5%
$ 0.125
-37.5%
$ 0.052
-74%
0.00
-100.00%
BDG Black Dragon Gold Corp.
Gold
29/08/2018 $6.94m $ 0.20 $ 0.200
0%
$ 0.145
-27.5%
$ 0.089
-55.5%
$ 0.067
-66.5%
KWR Kingwest Resources Limited
Gold
24/08/2018 $15.97m $ 0.20 $ 0.185
-7.50%
$ 0.170
-15%
$ 0.170
-15%
$ 0.250
25%
KSS Kleos Space S.A
Research & Consulting Services
24/08/2018 $13.5m $ 0.20 $ 0.160
-20.00%
$ 0.140
-30%
$ 0.145
-27.5%
$ 0.290
45%
NIC Nickel Mines Limited
Diversified Metals & Mining
20/08/2018 $747.97m $ 0.35 $ 0.280
-20.00%
$ 0.310
-11.42%
$ 0.390
11.42%
$ 0.560
60%
SLZ Sultan Resources Ltd
Diversified Metals & Mining
16/08/2018 $3.43m $ 0.20 $ 0.129
-35.50%
$ 0.136
-32%
$ 0.074
-63%
$ 0.066
-67%
TMR Tempus Resources Ltd
Diversified Metals & Mining
15/08/2018 $5.94m $ 0.20 $ 0.250
25.00%
$ 0.245
22.5%
$ 0.240
20%
$ 0.155
-22.5%
VTH Vitalharvest Freehold Trust
Specialized REITs
01/08/2018 $127.65m $ 1.00 $ 0.965
-3.50%
$ 0.900
-10%
$ 0.930
-7%
$ 0.870
-13%
July
2018
Stock
Code
Company Name
& Industry
Listed
Date
Market Cap IPO
Price
1st
day
1st
Month
6
Month
1st
year
More
Information
CR1 Constellation Resources Limited
Diversified Metals & Mining
30/07/2018 $8.93m $ 0.20 $ 0.305
52.50%
$ 0.270
35%
$ 0.225
12.5%
$ 0.230
15%
NSB Neuroscientific Biopharmaceuticals Ltd
Biotechnology
27/07/2018 $10.63m $ 0.20 $ 0.225
12.50%
$ 0.195
-2.5%
$ 0.165
-17.5%
$ 0.310
55%
RFR Rafaella Resources Ltd.
Diversified Metals & Mining
26/07/2018 $5.67m $ 0.20 $ 0.200
0%
$ 0.185
-7.5%
$ 0.115
-42.5%
$ 0.195
-2.5%
CXL Calix Limited
Commodity Chemicals
20/07/2018 $84.93m $ 0.53 $ 0.630
18.86%
$ 0.835
57.5%
$ 0.740
36.6%
$ 0.790
49.05%
KTD Keytone Dairy Corporation Limited
Food, Beverage & Tobacco
18/07/2018 $51.14m $ 0.20 $ 0.360
80.00%
$ 0.345
72.5%
$ 0.440
120%
$ 0.550
175%
VEA Viva Energy Group Limited
Oil & Gas Refining & Marketing
13/07/2018 $2.72b $ 2.50 $ 2.400
4.00%
$ 2.360
-5.6%
$ 1.830
-26.79%
$ 2.220
-11.19%
PGX Primero Group Limited
Construction & Engineering
09/07/2018 $44.78m $ 0.40 $ 0.410
2.50%
$ 0.465
16.25%
$ 0.390
-2.5%
$ 0.390
-2.5%
WOA Wide Open Agriculture Ltd
Food, Beverage & Tobacco
06/07/2018 $5.24m $ 0.20 $ 0.200
0%
$ 0.185
-7.5%
$ 0.130
-35%
$ 0.140
-30%
RMY Rma Global Limited
Interactive Media & Services
05/07/2018 $50.23m $ 0.25 $ 0.205
-18.00%
$ 0.245
-2%
$ 0.230
-8%
$ 0.192
-23.2%
MMM Marley Spoon Ag
Restaurants
02/07/2018 $154.59m $ 1.42 $ 1.195
-15.85%
$ 1.300
-8.45%
$ 0.400
-71.83%
$ 0.795
-44%
PVS Pivotal Systems Corporation
Semiconductor Equipment
02/07/2018 $99.58m $ 1.86 $ 2.590
32.24%
$ 2.550
37.09%
$ 1.540
-17.2%
$ 1.300
-30.1%
June
2018
Stock
Code
Company Name
& Industry
Listed
Date
Market Cap IPO
Price
1st
day
1st
Month
6
Month
1st
year
More
Information
EFF Evans & Partners Australian Flagship Fund
Asset Management & Custody Banks
27/06/2018 $27.14m $ 1.60 $ 1.610
0.625%
$ 1.620
1.25%
$ 1.630
1.87%
$ 1.700
6.24%
PRZ Parazero Limited
Electronic Equipment & Instruments
22/06/2018 $3.31m $ 0.20 $ 0.176
-12.00%
$ 0.162
-19%
$ 0.130
-35%
$ 0.098
-51%
WGB Wam Global Limited
Asset Management & Custody Banks
22/06/2018 $399.03m $ 2.20 $ 2.200
0%
$ 2.190
-45%
$ 1.940
-11.819%
$ 1.975
-10.227%
RZI Raiz Invest Limited
Investment Banking & Brokerage
21/06/2018 $33.98m $ 1.80 $ 1.400
-22.22%
$ 0.930
-48.33%
$ 0.500
-72.22%
$ 0.450
-75%
B2Y Bounty Mining Limited
Steel
19/06/2018 $9.54m $ 0.35 $ 0.400
14.28%
$ 0.430
22.857%
$ 0.115
-67.142%
$ 0.074
-78.857%
VN8 Vonex Limited..
Telecommunication Services
13/06/2018 $2.7m $ 0.20 $ 0.170
-15.00%
$ 0.145
-27.5%
$ 0.086
-57%
$ 0.125
-37.5%
May
2018
Stock
Code
Company Name
& Industry
Listed
Date
Market Cap IPO
Price
1st
day
1st
Month
6
Month
1st
year
More
Information
GAL Galileo Mining Ltd
Diversified Metals & Mining
29/05/2018 $22.61m $ 0.20 $ 0.315
57.50%
$ 0.365
82.5%
$ 0.170
-15%
$ 0.165
-17.5%
PYG Paygroup Limited
Application Software
29/05/2018 $41.34m $ 0.50 $ 0.870
74.00%
$ 0.930
86%
$ 0.780
56%
$ 0.700
40%
CPV Clearvue Technologies Limited
Electrical Components & Equipment
25/05/2018 $8.66m $ 0.20 $ 0.210
5.00%
$ 0.125
-37.5%
$ 0.245
22.5%
$ 0.230
15%
GCI Gryphon Capital Income Trust
Diversified Capital Markets
25/05/2018 $356.6m $ 2.00 $ 1.986
-0.70%
$ 1.986
-70%
$ 1.961
-1.94%
$ 2.015
0.75%
S66 Star Combo Pharma Limited
Personal Products
16/05/2018 $35.05m $ 0.50 $ 0.790
58.00%
$ 1.125
125%
$ 0.600
20%
$ 0.635
27%
ED1 Evans Dixon Limited
Investment Banking & Brokerage
14/05/2018 $139.61m $ 2.50 $ 2.710
8.40%
$ 2.420
-32%
$ 2.060
-17.599%
$ 1.550
-38%
ADT Adriatic Metals PLC
Diversified Metals & Mining
01/05/2018 $152.85m $ 0.20 $ 0.200
0.00%
$ 0.185
-7.5%
$ 0.395
97.5%
$ 0.950
375%
April
2018
Stock
Code
Company Name
& Industry
Listed
Date
Market Cap IPO
Price
1st
day
1st
Month
6
Month
1st
year
More
Information
MAM Microequities Asset Management Group Limited
Asset Management & Custody Banks
30/04/2018 $37.87m $ 0.80 $ 0.750
-6.25%
$ 0.730
-8.75%
$ 0.550
-31.25%
$ 0.370
-53.75%
SIL Smiles Inclusive Limited
Health Care Services
27/04/2018 $5.06m $ 1.00 $ 0.994
-0.60%
$ 0.971
-2.9%
$ 0.825
-17.5%
$ 0.132
-86.8%
LSF L1 Long Short Fund Limited
Financial
24/04/2018 $697.44m $ 2.00 $ 1.990
-0.50%
$ 2.050
2.5%
$ 1.630
-18.5%
$ 1.560
-21.99%
JMS Jupiter Mines Limited.
Diversified Metals & Mining
18/04/2018 $538.72m $ 0.40 $ 0.400
0.00%
$ 0.365
-8.75%
$ 0.315
-21.25%
$ 0.320
-20%
MKG Mako Gold Limited
Gold
16/04/2018 $4.27m $ 0.20 $ 0.190
-5.00%
$ 0.195
-2.5%
$ 0.117
-41.5%
$ 0.107
46.5%
TAO TAO Commodities Ltd
Precious Metals & Minerals
16/04/2018 $1.88m $ 0.20 $ 0.238
19.00%
$ 0.208
4%
$ 0.130
-35%
$ 0.084
-57.99%
DXN DXN Limited
Internet Services & Infrastructure
11/04/2018 $4.56m $ 0.20 $ 0.174
-13.00%
$ 0.216
8%
$ 0.118
-41%
$ 0.053
-73.5%
March
2018
Stock
Code
Company Name
& Industry
Listed
Date
Market Cap IPO
Price
1st
day
1st
Month
6
Month
1st
year
More
Information
LRT Lowell Resources Fund
Asset Management & Custody Banks
22/03/2018 $16.82m $ 0.832 $ 0.835
0.60%
$ 0.820
-1.2%
$ 0.509
-39.75%
$ 0.452
-45.5%
EM2 Eagle Mountain Mining Limited
Diversified Metals & Mining
16/03/2018 $17.39m $ 0.20 $ 0.340
70.00%
$ 0.290
45%
$ 0.350
75%
$ 0.155
-22.5%
TGO Trimantium Growthops Limited
IT Consulting & Other Services
16/03/2018 $7.6m $ 1.00 $ 1.220
22.00%
$ 1.350
35%
$ 1.110
11%
$ 0.480
-52%
STN Saturn Metals Limited
Gold
09/03/2018 $34.51m $ 0.2 $ 0.215
7.50%
$ 0.180
-10%
$ 0.185
-7.25%
$ 0.185
-7.25%
February
2018
Stock
Code
Company Name
& Industry
Listed
Date
Market Cap IPO
Price
1st
day
1st
Month
6
Month
1st
year
More
Information
POD Podium Minerals Limited
Diversified Metals & Mining
28/02/2018 $3.73m $ 0.20 $ 0.156
-22.00%
$ 0.090
-55%
$ 0.050
-75%
$ 0.043
-78.5%
SIS Simble Solutions Limited
Application Software
22/02/2018 $3.12m $ 0.20 $ 0.250
25.00%
$ 0.205
2.5%
$ 0.160
-20%
$ 0.074
-63%
AS1 Angel Seafood Holdings Ltd
Packaged Foods & Meats
21/02/2018 $19.8m $ 0.20 $ 0.160
-20.00%
$ 0.165
-17.5%
$ 0.140
-30%
$ 0.150
-25%
AX8 Accelerate Resources Limited
Diversified Metals & Mining
14/02/2018 $1.19m $ 0.20 $ 0.178
11.00%
$ 0.160
-20%
$ 0.110
-45%
$ 0.049
-75.5%
DBF Duxton Broadacre Farms Limited
Agricultural Products
08/02/2018 $44.22m $ 1.50 $ 1.580
5.33%
$ 1.650
10%
$ 1.550
3.33%
$ 1.570
4.66%
RCL Readcloud Limited
Application Software
07/02/2018 $30.35m $ 0.20 $ 0.270
35.00%
$ 0.365
82.5%
$ 0.520
160%
$ 0.310
55%
January
2018
Stock
Code
Company Name
& Industry
Listed
Date
Market Cap IPO
Price
1st
day
1st
Month
6
Month
1st
year
More
Information
BC8 Black Cat Syndicate Limited
Gold
30/01/2018 $33.25m $ 0.20 $ 0.300
50.00%
$ 0.375
87.5%
$ 0.255
27.50%
$ 0.160
-20%
JAY Jayride Group Limited
Internet & Direct Marketing Retail
29/01/2018 $11.56m $ 0.50 $ 0.500
0%
$ 0.340
-31.99%
$ 0.450
-10.99%
$ 0.420
-16%
WHK Whitehawk Limited
Internet & Direct Marketing Retail
24/01/2018 $8.59m $ 0.20 $ 0.259
29.50%
$ 0.171
-14.49%
$ 0.058
-71%
$ 0.077
-61.5%
BEM Blackearth Minerals NL
Diversified Metals & Mining
23/01/2018 $3.86m $ 0.20 $ 0.205
2.50%
$ 0.195
-2.5%
$ 0.105
-47.5%
$ 0.065
-67.5%
CG1 Carbonxt Group Limited
Commodity Chemicals
23/01/2018 $25.14m $ 0.70 $ 0.646
-7.71%
$ 0.530
-24.285%
$ 0.434
-38%
$ 0.330
-52.85%
IHR Intellihr Limited
Software & Services
23/01/2018 $11.8m $ 0.30 $ 0.385
28.33%
$ 0.350
16.66%
$ 0.255
-14.99%
$ 0.200
-33.33%
TIE Tietto Minerals Limited
Gold
18/01/2018 $115.42m $ 0.20 $ 0.245
22.50%
$ 0.200
0.0%
$ 0.100
-50%
$ 0.070
-65%
CY5 Cygnus Gold Limited
Gold
15/01/2018 $2.46m $ 0.20 $ 0.300
50.00%
$ 0.270
35%
$ 0.110
-45%
$ 0.070
-65%
EXL Elixinol Global Limited
Personal Products
08/01/2018 $53.09m $ 1.00 $ 1.251
25.09%
$ 1.139
13.9%
$ 1.294
29.4%
$ 2.416
141.6%
FDX Frontier Diamonds Ltd
Precious Metals & Minerals
05/01/2018 $2.66m $ 0.20 $ 0.190
-5.00%
$ 0.165
-17.5%
$ 0.078
-61%
0.02
-90.00%
2018 Stock
Code
Company Name
& Industry
Listed
Date
Market Cap IPO
Price
1st
day
1st
month
6
month
1st
year
Current Price
& P/L
More
Information
AMS Atomos Limited
Consumer Electronics
28/12/2018 $ 97.09m $ 0.41 $ 0.500
21.95%
$ 0.750
82.92%
$ 1.030
151.21%
$ 1.390
239.02%
-
FIJ Fiji Kava Limited
Personal Products
20/12/2018 $4.36m $ 0.20 $ 0.120
-40.00 %
$ 0.096
-52%
$ 0.085
-57.5%
$ 0.075
-62.5%
-
EX1 Exopharm Limited
Biotechnology
18/12/2018 $12.26m $ 0.2 $ 0.520
160.00%
$ 0.525
162.5%
$ 0.410
105%
$ 0.280
40%
-
YRL Yandal Resources Limited
Gold
14/12/2018 $ 7.74m $ 0.2 $ 0.220
10.00 %
$ 0.230
15%
$ 0.200
0.0%
$ 0.230
15%
-
EMV Emvision Medical Devices Ltd
Health Care Equipment
13/12/2018 $39.61m $ 0.25 $ 0.305
22%
$ 0.370
48%
$ 0.375
50%
$ 0.705
182%
-
TYM Tymlez Group Limited
Application Software
13/12/2018 $1.81m $ 0.22 $ 0.147
-33.18%
$ 0.186
-15.45%
$ 0.156
-29.09%
$ 0.049
-77.72%
-
HMD Heramed Limited
Health Care Equipment
12/12/2018 $7.03m $ 0.2 $ 0.180
-10%
$ 0.180
-10%
$ 0.235
17.5%
$ 0.170
-15%
-
CRS Caprice Resources Ltd
Diversified Metals & Mining
05/12/2018 $3.62m $ 0.20 $ 0.195
-2.50%
$ 0.150
-25%
$ 0.135
-32.5%
$ 0.130
-35%
-
RVS Revasum Inc.
Industrial Machinery
04/12/2018 $12.89m $ 2.00 $ 1.860
-7.00%
$ 1.750
-12.5%
$ 1.400
-30%
$ 0.750
-62.5%
-
NVU Nanoveu Limited
Electronic Components
30/11/2018 $4.14m $ 0.20 $ 0.130
-35%
$ 0.089
-55.5%
$ 0.060
-70%
$ 0.052
-74%
-
NWM Norwest Minerals Limited
Diversified Metals & Mining
29/11/2018 $8.84m $ 0.20 $ 0.163
-18.50%
$ 0.180
-10%
$ 0.227
13.5%
$ 0.180
-10%
-
QRI Qualitas Real Estate Income Fund
Diversified REITs
27/11/2018 $313.44m $ 1.60 $ 1.585
-0.90%
$ 1.674
4.62%
$ 1.664
4%
$ 1.600
0.0%
-
SBW Shekel Brainweigh Ltd
Application Software
20/11/2018 $9.73m $ 0.35 $ 0.370
5.71%
$ 0.230
-34.28%
$ 0.210
-40%
$ 0.120
-65.71%
-
HM1 Hearts And Minds Investments Limited
Asset Management & Custody Banks
14/11/2018 $634.5m $ 2.50 $ 2.465
-1.60%
$ 2.485
-0.8%
$ 2.747
9.88%
$ 2.960
18.4%
-
GSM Golden State Mining Limited
Gold
08/11/2018 $4.84m $0.20 $ 0.175
-12.50%
$ 0.165
-17.5%
$ 0.081
-59.5%
$ 0.080
-60%
-
MOH Moho Resources Limited
Gold
07/11/2018 $3.06m $ 0.20 $ 0.170
-15.00%
$ 0.115
-42.5%
$ 0.070
-65%
$ 0.060
-70%
-
WWG Wiseway Group Limited
Air Freight & Logistics
31/10/2018 $15.44m $0.50 $ 0.420
-16.00%
$ 0.430
-14%
$ 0.330
-34%
$ 0.165
-67%
-
PIN Pinchme.Com Inc.
Commercial & Professional Services
24/10/2018 $10.23m $ 0.50 $ 0.390
-22%
$ 0.260
-48%
$ 0.130
-74%
$ 0.100
-80%
-
CRN Coronado Global Resources Inc.
Steel
23/10/2018 $1.15b $ 4.40 $ 3.600
-18.18%
$ 3.280
-25.45%
$ 2.870
-34.77%
$ 2.440
-44.54%
-
STG Straker Translations Limited
Interactive Media & Services
22/10/2018 $48.06m $ 1.51 $ 1.710
13.24%
$ 1.500
-0.66%
$ 1.400
-7.28%
$ 1.850
22.51%
-
QEM QEM Limited
Diversified Metals & Mining
19/10/2018 $3.1m $ 0.20 $ 0.185
-7.50%
$ 0.160
-20%
$ 0.100
-50%
$ 0.105
-47.5%
-
ID8 Identitii Limited
Application Software
17/10/2018 $5.92m $ 0.75 $ 0.522
-30.00%
$ 0.457
-39%
$ 0.364
-51.46%
$ 0.201
-73.19%
-
SMX Security Matters Limited
Systems Software
15/10/2018 $23.08m $ 0.20 $ 0.205
2.50%
$ 0.405
125.00%
$ 0.480
140%
$ 0.280
40%
-
TGF Tribeca Global Natural Resources Limited
Asset Management & Custody Banks
12/10/2018 $70.49m $ 2.50 $ 2.520
0.80%
$ 2.550
2%
$ 2.340
-6.4%
$ 1.970
-21.2%
-
EMN Euro Manganese Inc
Diversified Metals & Mining
02/10/2018 $5.92m $ 0.26 $ 0.320
23.07%
$ 0.210
-19.23%
$ 0.250
-3.84%
$ 0.170
-34.6%
-
SGI Stealth Global Holdings Ltd
Trading Companies & Distributors
02/10/2018 $6.64m $ 0.20 $ 0.190
-5.00%
$ 0.160
-20%
$ 0.105
-47.5%
$ 0.090
-55%
-
NBI NB Global Corporate Income Trust
Asset Management & Custody Banks
26/09/2018 $779.78m $ 2.00 $ 2.015
7.50%
$ 2.005
2.5%
$ 2.015
7.5%
$ 2.070
3.5%
-
AGH Althea Group Holdings Limited
Pharmaceuticals
21/09/2018 $64.69m $ 0.20 $ 0.560
180.00%
$ 0.495
147.5%
$ 0.380
90%
$ 0.755
277.5%
-
AR9 Archtis Limited
Software & Services
21/09/2018 $7.32m $ 0.20 $ 0.185
-7.50%
$ 0.170
-15%
$ 0.096
-52%
$ 0.135
-32.5%
-
VEN Vintage Energy Ltd
Oil & Gas Exploration & Production
17/09/2018 $8.66m $ 0.20 $ 0.215
7.50%
$ 0.210
5%
$ 0.165
-17.5%
$ 0.150
-25%
-
ARN Aldoro Resources Limited
Diversified Metals & Mining
13/09/2018 $6.24m $ 0.20 $ 0.215
7.50%
$ 0.200
0.0%
$ 0.145
-27.5%
$ 0.170
-15%
-
14D 1414 Degrees Limiteds
Electrical Components & Equipment
12/09/2018 $18.32m $ 0.35 $ 0.225
-35.70%
$ 0.295
-15.7%
$ 0.310
-11.42%
$ 0.210
-40%
-
HLA Healthia Limited
Health Care Services
11/09/2018 $45.38m $ 1.00 $ 1.195
19.5%
$ 1.160
16%
$ 0.990
-1%
$ 0.920
-8%
-
CM1 Coolgardie Minerals Limited
Gold
30/08/2018 $4.41m $ 0.20 $ 0.185
-7.5%
$ 0.125
-37.5%
$ 0.052
-74%
0.00
-100.00%
-
BDG Black Dragon Gold Corp.
Gold
29/08/2018 $6.94m $ 0.20 $ 0.200
0%
$ 0.145
-27.5%
$ 0.089
-55.5%
$ 0.067
-66.5%
-
KWR Kingwest Resources Limited
Gold
24/08/2018 $15.97m $ 0.20 $ 0.185
-7.50%
$ 0.170
-15%
$ 0.170
-15%
$ 0.250
25%
-
KSS Kleos Space S.A
Research & Consulting Services
24/08/2018 $13.5m $ 0.20 $ 0.160
-20.00%
$ 0.140
-30%
$ 0.145
-27.5%
$ 0.290
45%
-
NIC Nickel Mines Limited
Diversified Metals & Mining
20/08/2018 $747.97m $ 0.35 $ 0.280
-20.00%
$ 0.310
-11.42%
$ 0.390
11.42%
$ 0.560
60%
-
SLZ Sultan Resources Ltd
Diversified Metals & Mining
16/08/2018 $3.43m $ 0.20 $ 0.129
-35.50%
$ 0.136
-32%
$ 0.074
-63%
$ 0.066
-67%
-
TMR Tempus Resources Ltd
Diversified Metals & Mining
15/08/2018 $5.94m $ 0.20 $ 0.250
25.00%
$ 0.245
22.5%
$ 0.240
20%
$ 0.155
-22.5%
-
VTH Vitalharvest Freehold Trust
Specialized REITs
01/08/2018 $127.65m $ 1.00 $ 0.965
-3.50%
$ 0.900
-10%
$ 0.930
-7%
$ 0.870
-13%
-
CR1 Constellation Resources Limited
Diversified Metals & Mining
30/07/2018 $8.93m $ 0.20 $ 0.305
52.50%
$ 0.270
35%
$ 0.225
12.5%
$ 0.230
15%
-
NSB Neuroscientific Biopharmaceuticals Ltd
Biotechnology
27/07/2018 $10.63m $ 0.20 $ 0.225
12.50%
$ 0.195
-2.5%
$ 0.165
-17.5%
$ 0.310
55%
-
RFR Rafaella Resources Ltd.
Diversified Metals & Mining
26/07/2018 $5.67m $ 0.20 $ 0.200
0%
$ 0.185
-7.5%
$ 0.115
-42.5%
$ 0.195
-2.5%
-
CXL Calix Limited
Commodity Chemicals
20/07/2018 $84.93m $ 0.53 $ 0.630
18.86%
$ 0.835
57.5%
$ 0.740
36.6%
$ 0.790
49.05%
-
KTD Keytone Dairy Corporation Limited
Food, Beverage & Tobacco
18/07/2018 $51.14m $ 0.20 $ 0.360
80.00%
$ 0.345
72.5%
$ 0.440
120%
$ 0.550
175%
-
VEA Viva Energy Group Limited
Oil & Gas Refining & Marketing
13/07/2018 $2.72b $ 2.50 $ 2.400
4.00%
$ 2.360
-5.6%
$ 1.830
-26.79%
$ 2.220
-11.19%
-
PGX Primero Group Limited
Construction & Engineering
09/07/2018 $44.78m $ 0.40 $ 0.410
2.50%
$ 0.465
16.25%
$ 0.390
-2.5%
$ 0.390
-2.5%
-
WOA Wide Open Agriculture Ltd
Food, Beverage & Tobacco
06/07/2018 $5.24m $ 0.20 $ 0.200
0%
$ 0.185
-7.5%
$ 0.130
-35%
$ 0.140
-30%
-
RMY Rma Global Limited
Interactive Media & Services
05/07/2018 $50.23m $ 0.25 $ 0.205
-18.00%
$ 0.245
-2%
$ 0.230
-8%
$ 0.192
-23.2%
-
MMM Marley Spoon Ag
Restaurants
02/07/2018 $154.59m $ 1.42 $ 1.195
-15.85%
$ 1.300
-8.45%
$ 0.400
-71.83%
$ 0.795
-44%
-
PVS Pivotal Systems Corporation
Semiconductor Equipment
02/07/2018 $99.58m $ 1.86 $ 2.590
32.24%
$ 2.550
37.09%
$ 1.540
-17.2%
$ 1.300
-30.1%
-
EFF Evans & Partners Australian Flagship Fund
Asset Management & Custody Banks
27/06/2018 $27.14m $ 1.60 $ 1.610
0.625%
$ 1.620
1.25%
$ 1.630
1.87%
$ 1.700
6.24%
-
PRZ Parazero Limited
Electronic Equipment & Instruments
22/06/2018 $3.31m $ 0.20 $ 0.176
-12.00%
$ 0.162
-19%
$ 0.130
-35%
$ 0.098
-51%
-
WGB Wam Global Limited
Asset Management & Custody Banks
22/06/2018 $399.03m $ 2.20 $ 2.200
0%
$ 2.190
-45%
$ 1.940
-11.819%
$ 1.975
-10.227%
-
RZI Raiz Invest Limited
Investment Banking & Brokerage
21/06/2018 $33.98m $ 1.80 $ 1.400
-22.22%
$ 0.930
-48.33%
$ 0.500
-72.22%
$ 0.450
-75%
-
B2Y Bounty Mining Limited
Steel
19/06/2018 $9.54m $ 0.35 $ 0.400
14.28%
$ 0.430
22.857%
$ 0.115
-67.142%
$ 0.074
-78.857%
-
VN8 Vonex Limited..
Telecommunication Services
13/06/2018 $2.7m $ 0.20 $ 0.170
-15.00%
$ 0.145
-27.5%
$ 0.086
-57%
$ 0.125
-37.5%
-
GAL Galileo Mining Ltd
Diversified Metals & Mining
29/05/2018 $22.61m $ 0.20 $ 0.315
57.50%
$ 0.365
82.5%
$ 0.170
-15%
$ 0.165
-17.5%
-
PYG Paygroup Limited
Application Software
29/05/2018 $41.34m $ 0.50 $ 0.870
74.00%
$ 0.930
86%
$ 0.780
56%
$ 0.700
40%
-
CPV Clearvue Technologies Limited
Electrical Components & Equipment
25/05/2018 $8.66m $ 0.20 $ 0.210
5.00%
$ 0.125
-37.5%
$ 0.245
22.5%
$ 0.230
15%
-
GCI Gryphon Capital Income Trust
Diversified Capital Markets
25/05/2018 $356.6m $ 2.00 $ 1.986
-0.70%
$ 1.986
-70%
$ 1.961
-1.94%
$ 2.015
0.75%
-
S66 Star Combo Pharma Limited
Personal Products
16/05/2018 $35.05m $ 0.50 $ 0.790
58.00%
$ 1.125
125%
$ 0.600
20%
$ 0.635
27%
-
ED1 Evans Dixon Limited
Investment Banking & Brokerage
14/05/2018 $139.61m $ 2.50 $ 2.710
8.40%
$ 2.420
-32%
$ 2.060
-17.599%
$ 1.550
-38%
-
ADT Adriatic Metals PLC
Diversified Metals & Mining
01/05/2018 $152.85m $ 0.20 $ 0.200
0.00%
$ 0.185
-7.5%
$ 0.395
97.5%
$ 0.950
375%
-
MAM Microequities Asset Management Group Limited
Asset Management & Custody Banks
30/04/2018 $37.87m $ 0.80 $ 0.750
-6.25%
$ 0.730
-8.75%
$ 0.550
-31.25%
$ 0.370
-53.75%
-
SIL Smiles Inclusive Limited
Health Care Services
27/04/2018 $5.06m $ 1.00 $ 0.994
-0.60%
$ 0.971
-2.9%
$ 0.825
-17.5%
$ 0.132
-86.8%
-
LSF L1 Long Short Fund Limited
Financial
24/04/2018 $697.44m $ 2.00 $ 1.990
-0.50%
$ 2.050
2.5%
$ 1.630
-18.5%
$ 1.560
-21.99%
-
JMS Jupiter Mines Limited.
Diversified Metals & Mining
18/04/2018 $538.72m $ 0.40 $ 0.400
0.00%
$ 0.365
-8.75%
$ 0.315
-21.25%
$ 0.320
-20%
-
MKG Mako Gold Limited
Gold
16/04/2018 $4.27m $ 0.20 $ 0.190
-5.00%
$ 0.195
-2.5%
$ 0.117
-41.5%
$ 0.107
46.5%
-
TAO TAO Commodities Ltd
Precious Metals & Minerals
16/04/2018 $1.88m $ 0.20 $ 0.238
19.00%
$ 0.208
4%
$ 0.130
-35%
$ 0.084
-57.99%
-
DXN DXN Limited
Internet Services & Infrastructure
11/04/2018 $4.56m $ 0.20 $ 0.174
-13.00%
$ 0.216
8%
$ 0.118
-41%
$ 0.053
-73.5%
-
LRT Lowell Resources Fund
Asset Management & Custody Banks
22/03/2018 $16.82m $ 0.832 $ 0.835
0.60%
$ 0.820
-1.2%
$ 0.509
-39.75%
$ 0.452
-45.5%
-
EM2 Eagle Mountain Mining Limited
Diversified Metals & Mining
16/03/2018 $17.39m $ 0.20 $ 0.340
70.00%
$ 0.290
45%
$ 0.350
75%
$ 0.155
-22.5%
-
TGO Trimantium Growthops Limited
IT Consulting & Other Services
16/03/2018 $7.6m $ 1.00 $ 1.220
22.00%
$ 1.350
35%
$ 1.110
11%
$ 0.480
-52%
-
STN Saturn Metals Limited
Gold
09/03/2018 $34.51m $ 0.2 $ 0.215
7.50%
$ 0.180
-10%
$ 0.185
-7.25%
$ 0.185
-7.25%
-
POD Podium Minerals Limited
Diversified Metals & Mining
28/02/2018 $3.73m $ 0.20 $ 0.156
-22.00%
$ 0.090
-55%
$ 0.050
-75%
$ 0.043
-78.5%
-
SIS Simble Solutions Limited
Application Software
22/02/2018 $3.12m $ 0.20 $ 0.250
25.00%
$ 0.205
2.5%
$ 0.160
-20%
$ 0.074
-63%
-
AS1 Angel Seafood Holdings Ltd
Packaged Foods & Meats
21/02/2018 $19.8m $ 0.20 $ 0.160
-20.00%
$ 0.165
-17.5%
$ 0.140
-30%
$ 0.150
-25%
-
AX8 Accelerate Resources Limited
Diversified Metals & Mining
14/02/2018 $1.19m $ 0.20 $ 0.178
11.00%
$ 0.160
-20%
$ 0.110
-45%
$ 0.049
-75.5%
-
DBF Duxton Broadacre Farms Limited
Agricultural Products
08/02/2018 $44.22m $ 1.50 $ 1.580
5.33%
$ 1.650
10%
$ 1.550
3.33%
$ 1.570
4.66%
-
RCL Readcloud Limited
Application Software
07/02/2018 $30.35m $ 0.20 $ 0.270
35.00%
$ 0.365
82.5%
$ 0.520
160%
$ 0.310
55%
-
BC8 Black Cat Syndicate Limited
Gold
30/01/2018 $33.25m $ 0.20 $ 0.300
50.00%
$ 0.375
87.5%
$ 0.255
27.50%
$ 0.160
-20%
-
JAY Jayride Group Limited
Internet & Direct Marketing Retail
29/01/2018 $11.56m $ 0.50 $ 0.500
0%
$ 0.340
-31.99%
$ 0.450
-10.99%
$ 0.420
-16%
-
WHK Whitehawk Limited
Internet & Direct Marketing Retail
24/01/2018 $8.59m $ 0.20 $ 0.259
29.50%
$ 0.171
-14.49%
$ 0.058
-71%
$ 0.077
-61.5%
-
BEM Blackearth Minerals NL
Diversified Metals & Mining
23/01/2018 $3.86m $ 0.20 $ 0.205
2.50%
$ 0.195
-2.5%
$ 0.105
-47.5%
$ 0.065
-67.5%
-
CG1 Carbonxt Group Limited
Commodity Chemicals
23/01/2018 $25.14m $ 0.70 $ 0.646
-7.71%
$ 0.530
-24.285%
$ 0.434
-38%
$ 0.330
-52.85%
-
IHR Intellihr Limited
Software & Services
23/01/2018 $11.8m $ 0.30 $ 0.385
28.33%
$ 0.350
16.66%
$ 0.255
-14.99%
$ 0.200
-33.33%
-
TIE Tietto Minerals Limited
Gold
18/01/2018 $115.42m $ 0.20 $ 0.245
22.50%
$ 0.200
0.0%
$ 0.100
-50%
$ 0.070
-65%
-
CY5 Cygnus Gold Limited
Gold
15/01/2018 $2.46m $ 0.20 $ 0.300
50.00%
$ 0.270
35%
$ 0.110
-45%
$ 0.070
-65%
-
EXL Elixinol Global Limited
Personal Products
08/01/2018 $53.09m $ 1.00 $ 1.251
25.09%
$ 1.139
13.9%
$ 1.294
29.4%
$ 2.416
141.6%
-
FDX Frontier Diamonds Ltd
Precious Metals & Minerals
05/01/2018 $2.66m $ 0.20 $ 0.190
-5.00%
$ 0.165
-17.5%
$ 0.078
-61%
0.02
-90.00%
-

IPO: HealthCo Healthcare and Wellness REIT

Proposed ASX Stock Code: HCW

Company Description / Principal Activities

Initial offer Price 2.00

Capital To Be Raised: $650m

Est Open Date: N/A

GICS Industry Group: Retail property

Issue Type: N/A

IPO: AuKing Mining Limited

Proposed ASX Stock Code: AKN

Company Description / Principal Activities

AuKing Mining Limited, an early stage exploration company, acquires, explores for, and develops mineral projects in Australia. It primarily focuses on exploring copper, gold, and other base metals. The company has an agreement to earn up to 75% interest in the Koongie Park copper/zinc project situated in the south-eastern Kimberley Region of northern Western Australia. The company was formerly kno…

Initial offer Price $0.20

Capital To Be Raised: N/A

Est Open Date: 15th June 2021

GICS Industry Group: Other Industrial Metals & Mining

Issue Type: N/A

IPO: Cleanspace Holdings Ltd

Proposed ASX Stock Code: CSX

Company Description / Principal Activities

Specialist in innovative and quality respirator design and manufacturing. Established in 2009 by a world class medical device engineering team with a vision to make respiratory protection wearable and easy to use. Designed and built with the same rigour as in the medical industry, CleanSpace respirators are safe and reliable. Our dedication to product quality, training and customer service is r…

Closed
OVERSUBSCRIBED

Initial offer Price $4.41

Capital To Be Raised: $20,000,000

Est Open Date: 23rd October 2020

GICS Industry Group: Health Care Equipment

Issue Type: Ordinary Shares

IPO: Vectus Biosystems Limited

Proposed ASX Stock Code: VBS

Company Description / Principal Activities

Vectus Biosystems Limited is a drug discovery and development company based in North Ryde, Sydney. Using its platform technology, Vectus has constructed a library of more than 200 small molecules with varying degrees of anti-hypertensive and/or anti-fibrotic properties. Fibrosis, the formation of excess fibrous connective tissue in an organ, plays a role in more than 40% of deaths worldwide. Th…

Closed
OVERSUBSCRIBED

Initial offer Price $0.90

Capital To Be Raised: $6,500,000

Est Open Date: 19th November 2020

GICS Industry Group: Medical

Issue Type: Ordinary Shares

IPO: Cluey Ltd

Proposed ASX Stock Code: CLU

Company Description / Principal Activities

Cluey is an online tutoring and learning service that delivers a personalised, face-to-face online tutoring experience for students in Years 2-12, across Maths, English and Chemistry. Cluey supports students in order to improve their academic performance throughout their schooling by makeing learning support accessible and convenient so that tutoring can be booked at a time that suits each chil…

Closed
OVERSUBSCRIBED

Initial offer Price $1.20

Capital To Be Raised: $30,000,000

Est Open Date: 26th October 2020

GICS Industry Group: Technology

Issue Type: Ordinary Shares

IPO: Manuka Resources Ltd

Proposed ASX Stock Code: MKR

Company Description / Principal Activities

Manuka Resources Ltd (“Manuka”) owns 100% of two, fully permitted, Gold and Silver assets located in the Cobar Basin of NSW.  These assets include the following: • The Mt Boppy Gold mine and substantial neighbouring tenements which hosts an existing open pit resource of  44,000oz Au grading 3.13g/t (of which 31,000oz Au is in reserve status); • The Wonawinta Silver project, with mi…

Closed
OVERSUBSCRIBED

Initial offer Price $0.20

Capital To Be Raised: $7,000,000

Est Open Date: 21st May 2020

GICS Industry Group: Gold

Issue Type: Ordinary Shares

IPO: Kaiser Reef Limited

Proposed ASX Stock Code: KAU

Company Description / Principal Activities

Kaiser Reef Limited (KAU) focus on exploration and development of the Project. Kaisers gold project (The Stuart Town project) in NSW is considered prospective for large scale intrusion related gold systems.…

Closed
OVERSUBSCRIBED

Initial offer Price $ 0.27

Capital To Be Raised: N/A

Est Open Date: 28th February 2020

GICS Industry Group: Gold

Issue Type: Issue Type

IPO: Little Green Pharma Ltd

Proposed ASX Stock Code: LGP

Company Description / Principal Activities

Little Green Pharma Ltd (LGP) operates in the medicinal cannabis industry. Medicinal cannabis is defined as cannabis products used under recommendation by a medical professional for a defined medical condition.…

Closed
OVERSUBSCRIBED

Initial offer Price $ 0.30

Capital To Be Raised: Capital Required

Est Open Date: 20th February 2020

GICS Industry Group: Pharmaceuticals

Issue Type: Issue Type

IPO: Aml3D Limited

Proposed ASX Stock Code: AL3

Company Description / Principal Activities

AML3D Limited (AL3) is a welding, robotics, metallurgy and software business which uses wire arc additive manufacturing processes to produce metal components and structures for commercial use.…

Closed
OVERSUBSCRIBED

Initial offer Price $ 0.18

Capital To Be Raised: test1

Est Open Date: 20th April 2020

GICS Industry Group: Industrials

Issue Type: Ordinary Fully paid Shares

IPO: HealthCo Healthcare and Wellness REIT

Proposed ASX Stock Code: HCW

Company Description / Principal Activities

Initial offer Price 2.00

Capital To Be Raised: $650m

Est Open Date: N/A

GICS Industry Group: Retail property

Issue Type: N/A

IPO: AuKing Mining Limited

Proposed ASX Stock Code: AKN

Company Description / Principal Activities

AuKing Mining Limited, an early stage exploration company, acquires, explores for, and develops mineral projects in Australia. It primarily focuses on exploring copper, gold, and other base metals. The company has an agreement to earn up to 75% interest in the Koongie Park copper/zinc project situated in the south-eastern Kimberley Region of northern Western Australia. The company was formerly kno…

Initial offer Price $0.20

Capital To Be Raised: N/A

Est Open Date: 15th June 2021

GICS Industry Group: Other Industrial Metals & Mining

Issue Type: N/A

IPO: Cleanspace Holdings Ltd

Proposed ASX Stock Code: CSX

Company Description / Principal Activities

Specialist in innovative and quality respirator design and manufacturing. Established in 2009 by a world class medical device engineering team with a vision to make respiratory protection wearable and easy to use. Designed and built with the same rigour as in the medical industry, CleanSpace respirators are safe and reliable. Our dedication to product quality, training and customer service is r…

Closed
OVERSUBSCRIBED

Initial offer Price $4.41

Capital To Be Raised: $20,000,000

Est Open Date: 23rd October 2020

GICS Industry Group: Health Care Equipment

Issue Type: Ordinary Shares

IPO: Vectus Biosystems Limited

Proposed ASX Stock Code: VBS

Company Description / Principal Activities

Vectus Biosystems Limited is a drug discovery and development company based in North Ryde, Sydney. Using its platform technology, Vectus has constructed a library of more than 200 small molecules with varying degrees of anti-hypertensive and/or anti-fibrotic properties. Fibrosis, the formation of excess fibrous connective tissue in an organ, plays a role in more than 40% of deaths worldwide. Th…

Closed
OVERSUBSCRIBED

Initial offer Price $0.90

Capital To Be Raised: $6,500,000

Est Open Date: 19th November 2020

GICS Industry Group: Medical

Issue Type: Ordinary Shares

IPO: Cluey Ltd

Proposed ASX Stock Code: CLU

Company Description / Principal Activities

Cluey is an online tutoring and learning service that delivers a personalised, face-to-face online tutoring experience for students in Years 2-12, across Maths, English and Chemistry. Cluey supports students in order to improve their academic performance throughout their schooling by makeing learning support accessible and convenient so that tutoring can be booked at a time that suits each chil…

Closed
OVERSUBSCRIBED

Initial offer Price $1.20

Capital To Be Raised: $30,000,000

Est Open Date: 26th October 2020

GICS Industry Group: Technology

Issue Type: Ordinary Shares

IPO: Manuka Resources Ltd

Proposed ASX Stock Code: MKR

Company Description / Principal Activities

Manuka Resources Ltd (“Manuka”) owns 100% of two, fully permitted, Gold and Silver assets located in the Cobar Basin of NSW.  These assets include the following: • The Mt Boppy Gold mine and substantial neighbouring tenements which hosts an existing open pit resource of  44,000oz Au grading 3.13g/t (of which 31,000oz Au is in reserve status); • The Wonawinta Silver project, with mi…

Closed
OVERSUBSCRIBED

Initial offer Price $0.20

Capital To Be Raised: $7,000,000

Est Open Date: 21st May 2020

GICS Industry Group: Gold

Issue Type: Ordinary Shares

IPO: Kaiser Reef Limited

Proposed ASX Stock Code: KAU

Company Description / Principal Activities

Kaiser Reef Limited (KAU) focus on exploration and development of the Project. Kaisers gold project (The Stuart Town project) in NSW is considered prospective for large scale intrusion related gold systems.…

Closed
OVERSUBSCRIBED

Initial offer Price $ 0.27

Capital To Be Raised: N/A

Est Open Date: 28th February 2020

GICS Industry Group: Gold

Issue Type: Issue Type

IPO: Little Green Pharma Ltd

Proposed ASX Stock Code: LGP

Company Description / Principal Activities

Little Green Pharma Ltd (LGP) operates in the medicinal cannabis industry. Medicinal cannabis is defined as cannabis products used under recommendation by a medical professional for a defined medical condition.…

Closed
OVERSUBSCRIBED

Initial offer Price $ 0.30

Capital To Be Raised: Capital Required

Est Open Date: 20th February 2020

GICS Industry Group: Pharmaceuticals

Issue Type: Issue Type

IPO: Aml3D Limited

Proposed ASX Stock Code: AL3

Company Description / Principal Activities

AML3D Limited (AL3) is a welding, robotics, metallurgy and software business which uses wire arc additive manufacturing processes to produce metal components and structures for commercial use.…

Closed
OVERSUBSCRIBED

Initial offer Price $ 0.18

Capital To Be Raised: test1

Est Open Date: 20th April 2020

GICS Industry Group: Industrials

Issue Type: Ordinary Fully paid Shares

What is an IPO

An IPO is the abbreviation for “Initial Public Offering”.
It can also be known as “Initial Price Offering”

An Initial Price Offering (IPO) is where a company raises capital by offering existing or new shares in a company to the public for the first time (also known as a company Float) or otherwise known as “Going Public”.

An IPO allows a privately owned company to expand from a private company, to become listed on a stock exchange such as the Australian Stock Exchange (ASX).

To reinforce this: The main objective of taking a company to an IPO is to raise capital to expand its operations by offering existing shares or the offering of new shares in its company to the public for the first time.

By investing in an IPO, it will allow investors to purchase shares at a pre-set IPO price before the company begins trading on a stock exchange with the hope that the IPO shares that are on offer will increase in value in that company over time.

It’s important to note that there may be a set minimum or maximum amount of IPO shares that may be offered and purchased with any IPO offer.

There are many myths that many IPO offers are initially only offered to existing “High Net Clients” of participating affiliated investment firms, this is incorrect.

All IPOs are open to the general public despite the selective marketing efforts of the underwriting brokerage firm that is offering the IPO.

Benefits of IPOs

There are many benefits for both the public investors and the company offing the IPO

The main benefit of offering an IPO is for a company to raise money quickly via the means of the financial investment support from the public.

Advantages of investing in an IPO for the Public

The public stands the chance of getting into a stock while it’s at its potential low price. The IPO potentially offers investors the opportunity to make capital growth in the short term or preferably by a long term investment growth strategy.

Many investors look at purchasing an IPOs as if they are buying a property or a tangible investment object. Many believe that by investing in an IPO stock while it’s low with time the stock will increase in value with the growth of the company, in other words by getting in early this may help gain greater returns.

Advantages For The Company Offering The IPO

There are many advantages and benefits for a company to go public via an IPO.

Raising Quick Capital

The main benefit and reason as to why companies go public, is it enables the company to raise capital quickly in order to expand their operations in order to achieve their desired company growth.

The company may use these funds to expand their operations by allocating funds to its research and development departments, develop new technologies, hire more employees, expand on their infrastructure, reduce debt, acquire beneficial companies and fund capital expenditure as a whole.
The money raised with an IPO is designed to expand the growth and longevity of the company.

Company Recognition & Credibility

When a company goes public it also creates a greater public awareness about the company.

By creating a greater company awareness it often helps the company gain greater traction with their existing operations as well as gain the interest of further potential investors.

Once a company becomes a publicly listed company it also helps the company achieve a perceived level of stability. With this new perception the company may now be seen as a more prestigious company gaining more public and institutional support.

Reducing Costs & Increasing Employee benefits

When a company goes public, the management and employees of the company will often reduce their salaries and entitlements lowering the operational cost of the company (reducing Costs). Theses employees may be offered allocated shares in the company based on performance achievements, so in other words the lower the cost for the company the higher the share price will become that will in turn benefit the employees and the shareholders if the stock price should rise.

Risk of IPOs

General Risks

Like most investments, investing in an IPO can be risky for an investor. It’s suggested that before you invest in an IPO you seek independent financial advice to see if the investment is suitable and meets your investment needs.

Limited Financial & Historical Data

Before a company goes public they are not required to have stringent financial public records and normally there is limited historical information about the company. This makes it harder for an investor to evaluate the companies true financial position and strengths of its operations prior to the official launch of the IPO.

Prediction of Stock Price

Like all stocks it’s difficult to predict what the companies stock price movements will be in the future. This due to there is no historical data to support what the public feels that the companies stock price is worth.

Institutional Sell-Offs

Many institutional investors that invested in the initial Pre-IPO may sell off their positions shortly after the IPO launch date for a quick profit. This may decrease the demand for the stock and cause a decrease in the stock price.

Media Coverage

The Media can be a Friend or Foe when it comes to an IPO. Some media mediums may love the company and cause a demand for the stock to rise while and other media organisations may discourage the viability of the IPO. Political influences can also influence an IPO performance, we recommend that you consider the source and credibility of information before passing judgment on any IPO.

Risk of Missing Out of an Investment Opportunity

Many investors fear that they may miss out on an IPO opportunity. Some IPOs gain massive profits while others drop in value. all companies have the potential to increase and decrease in value.

Example: of successful Australian IPOs over the last few years is:
Afterpay Ltd (ASX code: APT). IPO listed at $2.70 within 37.5 months it was valued at $36.57 (that’s a 1254.44% increase).

Example: of an unsuccessful Australian IPOs over the last few years is:
Vonex Limited (ASX code: VN8). IPO listed at $0.20 within 12 months it was valued at $0.125 (that’s a -37.5% decrease).
while others drop in value. all companies have the potential to increase and decrease in value.

IPO Allocations

When you apply for an IPO there are many factors that are taken into consideration before any IPO shares are issued to any investor.

It is not guaranteed that you will receive your desired allotment of shares but it is guaranteed by the underwriting firm that your money that you have transferred is safe and secure while the IPO allocations are in progress.

If the IPO Over-Subscribed

If an IPO is oversubscribed (this is often looked as a good thing) then the underwriting firm may decide to allocate each investor a set percentage of the desired amount of shares based on the amount raised in the IPO offering.

For example if a company needed to raise 10 million dollars but the IPO raised 12 million dollars then the IPO is 20% oversubscribed.
The Underwriting firm may then allocate you 80% of the shares that you requested and transfer the other 20% of your funds back to your nominated bank account as listed on the IPO application form.

Alternatively the company may elect to accept the full amount of funds raised and allocate you the full amount of shares to you without diluting the overall company shares or value of the company by releasing more shares to the public.

If the IPO Under-Subscribed

If the IPO is under-subscribed it means that the company did not receive the full support of the public and did not raise the desired amount of capital in time to issue the IPO shares at the desired price as outlined in their company prospectus. If this happens the lead manager (the underwriting firm) will contact the company to determine what the best course of action will be.
In many cases the company may increase the time period required to raise more capital and continue with the IPO offering, refund the IPO subscribers, and plan an alternative date to list an IPO or agree to allocate the IPO shares at a lower price to maintain the investors.

Example: If the company needed to raise 10 million dollars and they only raised 9 million they may elect to give each of the IPO applicants another 10% of the shares at no extra cost to the investor.

What Is a Pre-IPO

Pre- IPO stands for “Pre-Initial Public Offering”.

How does a pre-IPO work

The purpose of a Pre-IPO is for the company to raise new capital prior to offering shares to the public via an official IPO.

A Pre-IPO is usually offered to larger institutions or Wholesale Investors (Sophisticated Investors) who are larger net worth Investors.

These larger investors are offered the opportunity to purchase larger groups of shares in the selected company at a discounted rate prior to the companies intention of being listed on the stock exchange.

Benefits of Investing in Pre-IPOs

For the Investors: When a Pre-IPO is offered, the company that is offering the Pre-IPO will offer the investors a significant discounted price for an agreed portion of shares in the company prior to the official launch of the IPO. The price offered will be lower than that what is estimated to be advertised in the companies IPO prospectus.

By investing in a Pre-IPO you also have the opportunity to get in at the proposed lowest point (ground Floor) this provides the investor with the opportunity to achieve potential higher growth in a short period of time and over an anticipated longer investment time period.

For the company offering the Pre-IPO: it will help the company with immediate cash flow and reduce financial risks prior to the official IPO offer.

Disadvantages of a Pre-IPO

For the investors: It is widely assumed that the discounted Pre-IPO price offered will be issued at a lower price compared to the price that will be offered to the public, this is not always the case, as the company that issues the shares in a Pre-IPO offer does not have to issue any guarantee that the price is guaranteed to be at a lower price. It is only when an IPO is listed that the actual share Price is determined once it’s listed on the stock market.

For the company: A company does not want to dispose of all of its available shares in a Pre-IPO agreement as it may lead to those Pre-IPO investors to start selling their Pre-IPO issued shares immediately once the company has been listed on the stock exchange at a higher price.

To protect the companies share price, it is common for companies to protect themselves by having the Pre-IPO investor to agree to hold the company stocks for a certain time period and or have the investor to agree that selling off shares must be in smaller parcels over a  period of time to avoid large sell-offs affecting the market price of that company.

What is Capital Raising

Capital raising is the term used for when a company needs to raise funds to continue its operation, expand its operations, or pay off debts.

A company does not have to be a publicly listed company to raise capital.

Any company (private or public) are entitled to raise capital via a capital raising offer.

To raise capital, the company must be able to offer the investors (people or institutions) with an incentive that’s attractive enough for investors to offer their funds in the capital raising exercise.

It’s up to the company to decide who they offer the capital raising opportunity to. Some companies prefer to offer the capital raising opportunity to existing shareholders while other companies may offer the capital raising opportunity to new investors (the general public).

Ways to Raise Funds

Pro-Rata entitlement offers

The most common way for companies to raise funds is by offering existing shareholders a Pro-Rata entitlement offers.

A Pro-Rata entitlement offer is where existing shareholders are entitled to purchase additional shares at a significant discount based on the amount of share they currently own.
For example: If the company stated that an existing investor can purchase 1 additional share for every 10 shares that they currently own and the investor already owned 100 shares, then the investor would be entitled to purchase 10 additional shares at the discounted share price.

Share Purchase Plan

Another common offer that is used to raise capital is by implementing a Share Purchase Plan. This is where a company will offer a pre-determined amount of shares in its company to the public for the exchange of funds raised. It is common that the company may restrict the number of shares that are available per investor.

Institutional Offers

This is where a company will approach brokerage firms or investment company’s and offer the amount of shares available to larger investors. By offering an institutional offer the capital raising exercise will normally be a lot quicker process for the company however the company may have to pay the brokerage firm a fee and lower the offered stock price in negotiations.

Venture Capital Funding

Companies may also seek funding from venture capital firms that manage the funds of their investors.  A venture capitalist company will negotiate with the company seeking the Capital raise and negotiate terms that suit both the venture capitalists and the company. This is normally the last resort for a company as the venture capital firms will normally offer extremely low share price offer to the company with the intention of seeking a higher return for its investors.

Register to receive current and future IPO Information

To receive the latest information about current and upcoming IPOs, simply register your details with us and when information becomes available we will email you out all the latest IPO information and application forms so you don’t miss out on a future IPO opportunity.

Current Investment Applications

Company Name Investment Type Funding Information Online Application