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Basis Plus Wholesale Fund Money Lent $54,030,472.43 Annual Average 8.95%
  Date of Contract Loan Facility Interest Rate Return
Lender / Borrower 27/06/2017 $2,000,000.00 5.00% $100,000.00
Lender / Borrower 4/12/2017 $1,800,000.00 9.65% $173,700.00
Lender / Borrower 8/06/2017 $200,000.00 5.00% $10,000.00
Lender / Borrower 14/8/2017 $1,325,538.65 9.65%% $127,914.48
Lender / Borrower 26/1/2017 $45,942.01 5.00% $2,297.10
Lender / Borrower 2/02/2017 50,000.00 5.00% $5,000.00
Lender / Borrower 29/03/2017 $100,000.00 5.00% $5,000.00
Lender / Borrower 19/04/2017 $300,000.00 5.00% $15,000.00
Lender / Borrower 26/07/2017 $250,000.00 9.65% $24,125.00
Lender / Borrower 10/07/2017 $400,000.00 5.00% $20,000.00
Lender / Borrower 18/01/2018 $600,000.00 9.65% $57,900.00
Lender / Borrower 20/01/2017 $150,000.00 5.00% $7,500.00
Lender / Borrower 10/07/2017 $450,000.00 5.00% $22,500.00
Lender / Borrower 28/04/2017 $400,000.00 5.00% $20,000.00
Lender / Borrower 8/08/2018 $2,411,000.00 11.50% $277,265.00
Lender / Borrower 27/06/2017 $2,000,000.00 5.00% $100,000.00
Lender / Borrower 23/06/2017 $450,000.00 5.00% $22,500.00
Lender / Borrower 4/12/2017 $1,460,000.00 5.00% $73,000.00
Lender / Borrower 3/12/2018 $5,433,710.92 5.00% $271,685.55
Lender / Borrower 4/12/2017 $1,200,000.00 9.65% $115,800.00
Lender / Borrower 31/05/2017 $1,450,000.00 5.00% $72,500.00
Lender / Borrower 1/06/2017 $500,000.00 5.00% $25,000.00
Lender / Borrower 28/06/2018 $558,122.78 5.00% $27,906.14
Lender / Borrower 28/06/2018 $2,000,000.00 5.00% $100,000.00
Lender / Borrower 10/08/2017 $500,000.00 5.00% $25,000.00
Lender / Borrower 6/03/2019 $10,000,000.00 13.50% $1,350,000.00
Lender / Borrower 8/8/2018 $1,134,500.00 11.50% $130,467.50
Lender / Borrower 9/17/2018 $4,500,000.00 11.50% $517,500.00
Lender / Borrower 9/11/2017 $2,200,000.00 9.65% $212,300.00
Lender / Borrower 7/10/2018 $800,000.00 9.00% $72,000.00
Lender / Borrower 4/28/2017 $250,000.00 5.00% $12,500.00
Lender / Borrower 4/19/2018 $40,000.00 5.00% $2,000.00
Lender / Borrower 9/12/2017 $2,071,658.07 9.00% $103,582.90
Lender / Borrower 11/30/2018 $7,000,000.00 10.50% $735,000.00

Investors should consider the Funds offer documents before deciding whether to invest
into any of the offered Funds or continue to hold units in either of the Funds.

Basis Plus Wholesale Fund

INFORMATION MEMORANDUM

Basis Plus Application

Basis Plus Application

The Fund documents can be viewed, saved or printed by clicking on either of the documents above.

Name: Basis Plus Wholesale Fund.
Type of Fund: Open-ended unregistered managed investment scheme
Fund Domicile: Australia
Trustee and Manager: JB Markets Pty Ltd ACN 123 876 291 (AFSL 323182)
Distributions: The Fund will target returns of 7 – 10% per annum.
Target returns are higher than banks and lower than opportunistic funds.
The Fund plans to make monthly distributions. However, there is no guarantee that the Fund will achieve any particular return.
Fund Administration: JB Markets Pty Ltd or such other party engaged by the Manager from time to time.
Investment Manager: Henry Avery Partners Pty Ltd ACN 167 471 436
Minimum Investment: Minimum investment will be AUD 250,000 with additional investment in increments of AUD 25,000.
Issue Price: Units will be issued at an Issue Price of AUD 1.00 per Unit, until such time as the Trustee determines. At that time, a Unit will be issued at an Issue Price calculated on the basis of:
Investment Products: The Fund will invest in first ranking corporate debt. It will provide corporate loans to businesses, in return for:
  • First ranking security over the businesses, with minimum requirements in respect of financial covenants regarding cashflow and interest cover; and
  • Fixed income and cash strategies.
Investment Strategy : In selecting appropriate businesses for lending purposes, the Fund will target:
  • Businesses with regular, reliable income streams;
  • loan amounts of up to three times the cashflow and at least four times interest cover on individual businesses; and
  • only industrial companies with strong cashflows. The Fund will not invest in cyclical businesses such as those involved in real estate, mining or technology.
Redemption of Units : An investment in the Fund requires a minimum sixmonth commitment from the date of investment in the Fund. During this six-month period, Investors will not have the right to redeem their investment.
After the minimum six-month period, investors must provide at least 90 days' notice of any withdrawal request in writing to the Manager. In addition, a withdrawal fee of 0.75% of the amount being withdrawn will apply.
It is important for Investors to note that the Manager reserves the right to decline any redemption request or freeze redemptions at any time at its discretion.
Management Fee: A management fee will be charged monthly in arrears.
The fee will be 0.75% pa of the Fund's net asset value (NAV) at the end of each month, payable in Australian dollars.
Performance Fee: No performance fee will be charged.
Buy / Sell Spread: No buy/sell spread will apply.
However, as noted above, a withdrawal fee of 0.75% of the amount being withdrawn will apply to any withdrawals which are requested after the initial sixmonth investment period of an investor. There is also no buy/spread on the issue of Units from reinvestment of distributions.
Benefits of investing: The Fund aims to provide:
  • regular monthly income distributions;
  • a level of capital stability;
  • the potential for returns above those offered by banks and government bonds;
  • diversification across businesses and industry sectors;
  • access to a depth of investment management experience.


The Fund will invest in first ranking corporate debt. It will provide corporate loans to businesses, in return for: First ranking security over the businesses, with minimum requirements in respect of financial covenants regarding cashflow and interest cover; and Fixed income and cash strategies.

Investment Objective

The Fund is a wholesale managed investment scheme, which aims to provide investors with returns of 7 – 10% per annum through investments in corporate debt with businesses in the industrial sector.

Investment Strategy

The Fund seeks to make investments in Australia across a range of debt transactions with businesses.

The Fund will invest in:

  • first ranking corporate debt by providing business loans in return for first ranking security over the businesses, with minimum requirements in respect of financial covenants regarding cashflow and interest cover; and
  • fixed income and cash strategies.

In selecting appropriate businesses for lending purposes, the Fund will target:

  • businesses with regular, reliable and sustainable income streams
  • businesses in the industrial sector, with a proven and profitable business model; and
  • loan amounts of up to three times the cashflow and at least four times interest cover on individual businesses.

The Fund will not invest in cyclical businesses such as those involved in real estate, mining or technology.

Loan funds may be used for:

  • expansion capital;
  • industry consolidations;
  • management buy-outs;
  • public to private transactions.

The Fund will seek to hold investments for between three and five years. Investors must commit to a minimum six-month investment period in the Fund.

Investment Characteristics

In identifying appropriate investment opportunities, the Fund will focus on businesses which demonstrate the following characteristics:

  • Potential for growth:
    Target businesses will have the potential for expansion via acquisition or organic growth.
  • Resilient business model:
    The Investment Manager will undertake analysis and due diligence to identify those businesses with strong and defensive models.
  • Value driven business operations:
    Investment businesses must demonstrate a drive to create stakeholder value.
  • Operating within the industrial sector:
    Businesses will primarily be operating within the industrial sectors.

Investment Market

The Fund has been established in response to an identified market opportunity in respect of corporate and business lending to medium-sized enterprises, which are significant employers and contributors to the Australian economy

Banks are the main source of lending for businesses in Australia, with 90.5 per cent of commercial finance commitments in January 2018 being made via banks. However, data from the RBA indicates that the majority of bank lending to businesses is not made to medium sized enterprises.

The Fund will therefor target medium sized enterprises, providing loan amounts of up to three times cashflow and at least four times interest cover on individual businesses.

Investment Profile

The investment manager will focus on identifying the 'right' business to lend to, taking into consideration the following:

The Trustee and Investment Manager may change the Fund's investment return objective or investment approach from time to time, if they consider it to be in the best interests of investors. If they do so, they will advise investors accordingly.

Saxo Capital Markets - Clearing Services (Brokers)

Leading online trading and investment specialist harnessing financial technology to connect traders, investors and partners to FX, CFDs, Stocks, Options, Futures and more asset classes from one single account.


Pitcher Partners - Monthly Audit Reporting

The Pitcher Partners national association is also an independent member of Baker Tilly International. Each firm operates as a separate independent business, but with a shared commitment to common values including providing exceptional client service, technical expertise, rigorous and practical commercial advice and a caring working environment. The firms work together to ensure clients receive the highest levels of service and advice, no matter where they are located.


JB Markets – Trustee and Manager

JB Markets is a financial services company operating in the securities and derivatives space for wholesale and retail clients.

Our approach is built on the philosophy of providing financial services to our clients with excellence and integrity. We know that every client has distinct and diverse investment goals so we can provide individually tailored trading and advisory solutions to both Wholesale and retail traders and investors, enabling them to gain fast access to opportunities on global markets 24/6.

JB Markets Pty Ltd ABN 81 123 876 291, AFSL 323182, is an established financial services provider in local and international securities and derivatives markets, servicing retail, sophisticated and institutional investors.


Henry Avery Partners – Investment Manager

Henry Avery Partners Pty Ltd is an authorised representative of JB Markets. It provides investment management services to wholesale clients across a range of financial products including cash, equity market indices, exchange-traded derivatives, government bonds and listed shares, unlisted companies and interests in managed investment schemes.


Share Prices - Client Services / Research / Administration

Share Prices Australia Pty Ltd for the purpose of providing the JB High Alpha Funds’ , Basis Plus and Nasdaq100 Wholesale Funds administrative and client services for the Funds unit holders.

Share Prices Australia Pty Ltd also provides analysts, analytical research tools and other market data products for various trading strategies used within the funds.




Disclaimer

Important Information:

All financial products displayed in this presentation are provided to you on the basis that you accept that each of these products may be provided to you by a company that is directly associated with Share Prices Australia Pty Ltd (ABN: 92 105 855 892) - Australian Financial Services License (“AFSL”) number 287367, trading as Share Prices.(‘’SPA’’)

Any advice provided is general advice only, including any form of recommendation services. It is important to note that:  

 
  • This advice has been prepared and presented without taking into your objectives, financial situation or personal needs.
  • If you decide to take part in any of the managed funds that have been presented, you should obtain a copy of, and consider, the PDS or SPDS for that product before making any decision.
  • It is recommended that you consider your own investment objectives, level of experience, and risk appetite. The possibility always exists that you could sustain a loss of your deposited funds and therefore you should not invest money that you cannot afford to lose and seek advice from an independent financial advisor if you have any doubts.
  • All PDS or SPDS of all the managed funds displayed in this presentation are made available from this website.

It’s important to note that trading any financial products, including managed funds, carries a high level of risk and may not be suitable for all investors Before deciding to invest in any type of investment you should be aware of all the risks associated with investing in Managed Funds.

Past trading performance is not a reliable indicator of future trading performance.


Select a growth fund

Select a trading & advisory product

NASDAQ 100 Wholesale Fund Money Lent $54,030,472.43 Annual Average 8.95%
  Date of Contract Loan Facility Interest Rate Return
Lender / Borrower 27/06/2017 $2,000,000.00 5.00% $100,000.00
Lender / Borrower 4/12/2017 $1,800,000.00 9.65% $173,700.00
Lender / Borrower 8/06/2017 $200,000.00 5.00% $10,000.00
Lender / Borrower 14/8/2017 $1,325,538.65 9.65%% $127,914.48
Lender / Borrower 26/1/2017 $45,942.01 5.00% $2,297.10
Lender / Borrower 2/02/2017 50,000.00 5.00% $5,000.00
Lender / Borrower 29/03/2017 $100,000.00 5.00% $5,000.00
Lender / Borrower 19/04/2017 $300,000.00 5.00% $15,000.00
Lender / Borrower 26/07/2017 $250,000.00 9.65% $24,125.00
Lender / Borrower 10/07/2017 $400,000.00 5.00% $20,000.00
Lender / Borrower 18/01/2018 $600,000.00 9.65% $57,900.00
Lender / Borrower 20/01/2017 $150,000.00 5.00% $7,500.00
Lender / Borrower 10/07/2017 $450,000.00 5.00% $22,500.00
Lender / Borrower 28/04/2017 $400,000.00 5.00% $20,000.00
Lender / Borrower 8/08/2018 $2,411,000.00 11.50% $277,265.00
Lender / Borrower 27/06/2017 $2,000,000.00 5.00% $100,000.00
Lender / Borrower 23/06/2017 $450,000.00 5.00% $22,500.00
Lender / Borrower 4/12/2017 $1,460,000.00 5.00% $73,000.00
Lender / Borrower 3/12/2018 $5,433,710.92 5.00% $271,685.55
Lender / Borrower 4/12/2017 $1,200,000.00 9.65% $115,800.00
Lender / Borrower 31/05/2017 $1,450,000.00 5.00% $72,500.00
Lender / Borrower 1/06/2017 $500,000.00 5.00% $25,000.00
Lender / Borrower 28/06/2018 $558,122.78 5.00% $27,906.14
Lender / Borrower 28/06/2018 $2,000,000.00 5.00% $100,000.00
Lender / Borrower 10/08/2017 $500,000.00 5.00% $25,000.00
Lender / Borrower 6/03/2019 $10,000,000.00 13.50% $1,350,000.00
Lender / Borrower 8/8/2018 $1,134,500.00 11.50% $130,467.50
Lender / Borrower 9/17/2018 $4,500,000.00 11.50% $517,500.00
Lender / Borrower 9/11/2017 $2,200,000.00 9.65% $212,300.00
Lender / Borrower 7/10/2018 $800,000.00 9.00% $72,000.00
Lender / Borrower 4/28/2017 $250,000.00 5.00% $12,500.00
Lender / Borrower 4/19/2018 $40,000.00 5.00% $2,000.00
Lender / Borrower 9/12/2017 $2,071,658.07 9.00% $103,582.90
Lender / Borrower 11/30/2018 $7,000,000.00 10.50% $735,000.00

Investors should consider the Funds offer documents before deciding whether to invest
into any of the offered Funds or continue to hold units in either of the Funds.

Nasdaq 100 Information Memorandum

Nasdaq 100 Information Memorandum

The Fund documents can be viewed, saved or printed by clicking on either of the documents above.

Name: Basis Plus Wholesale Fund.
Type of Fund: Open-ended unregistered managed investment scheme
Fund Domicile: Australia
Trustee and Manager: JB Markets Pty Ltd ACN 123 876 291 (AFSL 323182)
Distributions: The Fund will target returns of 7 – 10% per annum.
Target returns are higher than banks and lower than opportunistic funds.
The Fund plans to make monthly distributions. However, there is no guarantee that the Fund will achieve any particular return.
Fund Administration: JB Markets Pty Ltd or such other party engaged by the Manager from time to time.
Investment Manager: Henry Avery Partners Pty Ltd ACN 167 471 436
Minimum Investment: Minimum investment will be AUD 250,000 with additional investment in increments of AUD 25,000.
Issue Price: Units will be issued at an Issue Price of AUD 1.00 per Unit, until such time as the Trustee determines. At that time, a Unit will be issued at an Issue Price calculated on the basis of:
Investment Products: The Fund will invest in first ranking corporate debt. It will provide corporate loans to businesses, in return for:
  • First ranking security over the businesses, with minimum requirements in respect of financial covenants regarding cashflow and interest cover; and
  • Fixed income and cash strategies.
Investment Strategy : In selecting appropriate businesses for lending purposes, the Fund will target:
  • Businesses with regular, reliable income streams;
  • loan amounts of up to three times the cashflow and at least four times interest cover on individual businesses; and
  • only industrial companies with strong cashflows. The Fund will not invest in cyclical businesses such as those involved in real estate, mining or technology.
Redemption of Units : An investment in the Fund requires a minimum sixmonth commitment from the date of investment in the Fund. During this six-month period, Investors will not have the right to redeem their investment.
After the minimum six-month period, investors must provide at least 90 days' notice of any withdrawal request in writing to the Manager. In addition, a withdrawal fee of 0.75% of the amount being withdrawn will apply.
It is important for Investors to note that the Manager reserves the right to decline any redemption request or freeze redemptions at any time at its discretion.
Management Fee: A management fee will be charged monthly in arrears.
The fee will be 0.75% pa of the Fund's net asset value (NAV) at the end of each month, payable in Australian dollars.
Performance Fee: No performance fee will be charged.
Buy / Sell Spread: No buy/sell spread will apply.
However, as noted above, a withdrawal fee of 0.75% of the amount being withdrawn will apply to any withdrawals which are requested after the initial sixmonth investment period of an investor. There is also no buy/spread on the issue of Units from reinvestment of distributions.
Benefits of investing: The Fund aims to provide:
  • regular monthly income distributions;
  • a level of capital stability;
  • the potential for returns above those offered by banks and government bonds;
  • diversification across businesses and industry sectors;
  • access to a depth of investment management experience.

Nasdaq100 Wholesale Fund will predominantly invest and trade in NASDAQ100 listed futures, options and equities

INVESTMENT OBJECTIVE

The Fund seeks to generate a positive absolute return over the medium to long term, and outperform the NASDAQ-100 index over the medium-term net of fees.

The Fund seeks to capture long and short opportunities that meet the Investment Manager’s selective investment criteria using its proprietary quantitative models. The benchmark will be the NASDAQ100 in AUD.

The Investment Manager will seek to provide investors with capital growth over the medium term.

INVESTMENT STRATEGY

The Fund’s investment strategy will include the ability to trade or invest in exchange traded derivatives and options (up to 100%), and directly in NASDAQ100 listed equities, and hold cash including in foreign currencies and foreign currency derivatives (up to 100%).

To gain exposure to the NASDAQ100, the Fund may invest in or acquire any or all of the following:

(a) Equity securities included in the NASDAQ100.

The Fund may invest directly in the equity securities that comprise the NASDAQ100.1 The Investment Manager will identify global macroeconomic growth themes and will then select the best equities having regard to valuation measures, sentiment and economic forecasting. The strategy aims to identify medium and longterm trends and trend shifts.

(b) Exchange traded derivatives.

The Fund will use exchange-traded futures and options to give investors exposure to the NASDAQ100. These will include E-mini NASDAQ100 futures.

E-mini NASDAQ100 futures are contracts which are designed to manage exposure to the 100 leading nonfinancial U.S. large-cap companies that make up the NASDAQ100. E-mini NASDAQ100 futures offer:

  • highly liquid market
  • nearly 24-hour electronic access
  • the ability to manage global equity exposure
  • secure central clearing which mitigates counterparty credit risk.

The Fund also intends to actively trade foreign exchange risk through the exchange traded derivates market, seeking additional returns for investors.

The Fund may also hold relatively large cash or cash-like exposures. Cash or cash-like investments (including foreign currency) will be held only in Australian authorised deposit-taking institutions (ADIs). Currency exposure will be attained by holding a mix of cash balances in various currencies, such as Australian Dollar and the US Dollar.

The Fund’s portfolio mix may be denominated in different currencies, such as Australian Dollars and US Dollars, and so the Fund will be exposed to exchange rate movements. The Investment Manager may from time-to-time use derivatives to offset or hedge some of this foreign exchange risk at its discretion. At times,however, the Fund could be fully exposed to exchange rate movements, for example if the Fund is fully invested in US Dollar derivatives and the Investment Manager has not hedged any of that US Dollar exposure back against the Australian Dollar.

The investment strategy used by the Investment Manager in respect of the Fund aims to generate investment returns by:

  • Directional trading. This involves identifying movements in the market either upwards or downwards, taking positions which take advantage of these movements, and exiting those positions when the market turns. As the NASDAQ100 is one of the more volatile markets, there are anticipated to be greater opportunities to take positions on and off (that is, buy and sell) quickly and provide returns to the Fund as a result of these trades;
  • Fundamental analysis. This involves considering the economics and intrinsic value underlying a particular trade. In the case of the Fund, this would involve looking at a range of economic and political factors influencing the relative value of an individual security or the broader NASDAQ100 market. Depending on the trade in question, it could include examining the macroeconomics of a particular currency, to the micro-economics of a company's price/earnings ratio and cash flow forecasts; and
  • Technical analysis to identify trend, momentum and other market conditions. Technical analysis is used to identify timing signals for a position (that is, timing the buy or sell) including helping form conclusions about how long to stay in a particular trade.

By employing the above strategies, the Investment Manager aims to enter and exit derivative positions or investment in specific securities at a time and price which provides a positive return to the Fund.

The Fund may hold both long and short positions, and will seek absolute returns regardless of market direction.

The strategy aims to identify medium and long-term trends and trend shifts, but to also vary position size given short-term technical indicators including sentiment and momentum. The strategy targets positive results over 12 month rolling periods.

KEY FEATURES OF THE FUND

Key features include:

  • The objective is to produce trading profits from identification of stock market direction
  • The Fund will predominantly invest in futures
  • The Fund is directional, with periods of high volatility and rapid price movements the most significant risk
  • The Fund will primarily use fundamental analysis to evaluate price
  • The Fund will primarily use technical analysis to identify trend, momentum and other market conditions

ACTIVE MANAGEMENT

Macquarie Bank Limited – Clearing Services (Brokers)

The Responsible Entity may use a wide variety of brokers to enter into transactions associated with securities and exchange- traded derivatives. The brokers used by the Responsible Entity will be located both in Australia and overseas depending on the nature of the asset traded. The brokers may also provide sub-custodial services for those securities where it is asked to trade. Any fees for these services are part of the Usual Expenses of the Funds.

Macquarie Bank Limited is the brokerage clearing services (Brokers) for all funds held undermanagement for the JB High Alpha Retail and JB High Alpha Funds.

Macquarie Bank Limited is the major Custody Clearing Services Broker of choice for all funds held undermanagement for the JB High Alpha Retail Fund.

A custodial account is a financial account (such as a bank account, a trust fund or a brokerage account) set up for the benefit of a beneficiary and administered by a responsible person, known as a custodian, who has a fiduciary obligation to the beneficiary.

Macquarie Bank Limited is one of the world's largest infrastructure asset managers and is one of Australia's top ranked publicly listed companies (ASX:MQG) who employs more than 14,000 staff in over 25 countries.

Macquarie holds a number of licenses enabling it to conduct activities in the jurisdictions in which it operates and is regulated by a significant number of regulators globally.

In Australia, Macquarie Bank Limited holds a banking license and as an Authorised Deposit-taking Institution (ADI), is supervised by the Australian Prudential Regulation Authority (APRA), Australian Securities & Investment Commission (ASIC).


KPMG - Monthly Audit Reporting

Each month the JB Alpha High Wholesale Fund is audited by KPMG to ensure its unit holders have the latest audited information available for the Fund including the latest unit prices and performance updates.

KPMG is a global network of professional accounting and auditing services that provide a full range of financial products across a wide range of industries. These include government and not-for-profit sectors.

KPMG provides Audit, Assurance & Risk Consulting; Deals, Tax & Legal, Management Consulting and Innovation & Digital Solutions.

KPMG operates in over 154 countries and have more than 200,000 people working in member firms around the world.


JBL - Investment Manager

The Investment Manager for both the JB High Alpha Retail & Wholesale Funds is John Bridgeman Limited (JBL) ABN: 55 603 477 185.
JBL is a diversified investment management business listed on the National Stock Exchange of Australia.
JBL is a corporate authorised representative of JB Markets Pty Ltd  AFS Representative Number 1008380.

JBL provides Investment management services to retail and wholesale clients across a range of financial products including:

  • Cash
  • Equity Market Indices (EMI)
  • Exchange-Traded Derivatives (ETD)
  • Government Bonds
  • Listed Shares
  • Unlisted Companies and
  • Interests in Managed Investment Schemes

The investment managers duties also include: working out all the investment products and strategies used with the investment portfolios, monitoring all the portfolio managers on a day-to-day basis and ensuring that all the investment objectives, strategies and parameters agreed to by the clients of the fund are being met.


Share Prices - Client Services / Research / Administration

Share Prices Pty Ltd and Share Prices Funds Management Pty Ltd, are dual authorised advisory firms of JB Markets Pty Ltd and Share Prices Australia Pty Ltd for the purpose of providing the JB High Alpha Funds’ administrative and client services for the Funds unit holders.

Share Prices Australia Pty Ltd also provides analysts, analytical research tools and other market data products for various trading strategies used within the two funds.




Disclaimer

Important Information:

All financial products displayed in this presentation are provided to you on the basis that you accept that each of these products may be provided to you by a company that is directly associated with Share Prices Australia Pty Ltd (ABN: 92 105 855 892) - Australian Financial Services License (“AFSL”) number 287367, trading as Share Prices.(‘’SPA’’)

Any advice provided is general advice only, including any form of recommendation services. It is important to note that:  

 
  • This advice has been prepared and presented without taking into your objectives, financial situation or personal needs.
  • If you decide to take part in any of the managed funds that have been presented, you should obtain a copy of, and consider, the PDS or SPDS for that product before making any decision.
  • It is recommended that you consider your own investment objectives, level of experience, and risk appetite. The possibility always exists that you could sustain a loss of your deposited funds and therefore you should not invest money that you cannot afford to lose and seek advice from an independent financial advisor if you have any doubts.
  • All PDS or SPDS of all the managed funds displayed in this presentation are made available from this website.

It’s important to note that trading any financial products, including managed funds, carries a high level of risk and may not be suitable for all investors Before deciding to invest in any type of investment you should be aware of all the risks associated with investing in Managed Funds.

Past trading performance is not a reliable indicator of future trading performance.


At Share Prices our advisers use the latest Commsec Trading Platforms

We've taken all the strengths of the market leading Commsec trading platforms that allows our advisors to use the enhanced online trading features to quickly respond to the latest market movements, rebalance client portfolios and respond to sudden market movements more efficiently.

What we can trade through the Commsec Advisers Platforms

The Fund will invest in:

  • All ASX-listed and Chi-X securities
  • All warrants listed on the ASX and Chi-X (additional forms required to trade warrants and partially paid securities)
  • Exchange Trade Funds (ETFs)
  • Exchange Traded Commodities (ETCs)
  • Exchange Traded Options (ETOs - where an options account has been established)
  • Listed company-issued options
  • Listed unit trusts
  • Listed convertible notes
  • Renounceable rights
  • Listed fixed interest securities
  • Australian Government Bonds


Trading Solutions

With our advisers using the Commsec market leading advisers trading platforms it allows our advisers to use advanced trading tools with enhanced features for our advisers to trade on behalf of our clients.

Self Managed Super Funds

Looking after our clients’ SMSFs can be a time-consuming process. So it’s good to know that there’s a way to make managing and reporting for our clients’ SMSFs easier. Through the Commsec Adviser Services, our clients have direct access to the essential products needed to manage their SMSFs through a single hub: a cash account and a share trading account. With data-feeds that seamlessly integrate with our software, managing our clients’ SMSFs is more streamlined and efficient than ever.

Cash Management

Incorporating the Commonwealth Bank’s Accelerator Cash Account (ACA) and Term Deposit, our Cash Management Service acts as a single investment cash flow hub for investors and our advisers. Convenience and features combined with the ability for advisers to view their client balances and transactions and transact on their client’s behalf making this account the natural choice for investors and their advisers to use.

Investment Lending

Combining a wide range of accepted managed funds, ETFs, SMAs, platforms and Australian equities with class-leading features, our investment loan offers the flexibility to helps us meet investor needs and potentially accelerate their investment returns. Established as Colonial Geared Investments in 1996 and backed by the Commonwealth Bank of Australia, the Commsec Adviser Services Investment Loan has built a strong reputation on features and value for money.

Security & Scale

Commsec Adviser Services is part of the Commonwealth Bank of Australia Group. This allows us to leverage the Group’s expertise, resources and commitment to ongoing product investment to ensure our products are second to none. So you can rest easy knowing you’ll benefit from the strength and security that comes with working with one of Australia’s leading financial institutions.

 

 


Disclaimer

Important Information:

All financial products displayed in this presentation are provided to you on the basis that you accept that each of these products may be provided to you by a company that is directly associated with Share Prices Australia Pty Ltd (ABN: 92 105 855 892) - Australian Financial Services License (“AFSL”) number 287367, trading as Share Prices.(‘’SPA’’)

Any advice provided is general advice only, including any form of recommendation services. It is important to note that:  

 
  • This advice has been prepared and presented without taking into your objectives, financial situation or personal needs.
  • If you decide to take part in any of the managed funds that have been presented, you should obtain a copy of, and consider, the PDS or SPDS for that product before making any decision.
  • It is recommended that you consider your own investment objectives, level of experience, and risk appetite. The possibility always exists that you could sustain a loss of your deposited funds and therefore you should not invest money that you cannot afford to lose and seek advice from an independent financial advisor if you have any doubts.
  • All PDS or SPDS of all the managed funds displayed in this presentation are made available from this website.

It’s important to note that trading any financial products, including managed funds, carries a high level of risk and may not be suitable for all investors Before deciding to invest in any type of investment you should be aware of all the risks associated with investing in Managed Funds.

Past trading performance is not a reliable indicator of future trading performance.


The tools of the trade - JB Prime

JB Prime Multi Asset is used by professional fund managers & sophisticated retail clients who need access to real-time local and global data, advanced trading capabilities and superior liquidity pools in a single, integrated platform using CQG technology.

Whether you are a demanding trader who requires the performance and flexibility of a professional trading environment, or an investor who needs access on the go, we have got the right platform for you. CQG and TT. The tradeoff is between mobility and cross-device functionality on one side and professional-level trading power on the other. But you don’t need to choose. You can have both.


75+ Exchanges

DMA CFD's

Integrated Platform

Trade more then 75 global exchanges from one secure platform.

Add Direct Market Access (DMA) CFDs with flexible leverage options.

Invest in all asset classes in a single integrated CQG trading platform.

     

Mobile Trading

Optimised Liquidity

CQG Technology

Trade with ease on your desktop or on the go on your mobile.

You will get access to our optimised liquidity solutions covering Futures, Options, Equities, Forex plus DMA CFDs.

Access your preferred global markets on the platform you have come to trust, CQG.


Step 1
Open Trading Account

Step 2
transfer cash / portfolio across

Step 3
Engage broker

Full-Service Advisory

  • No Management Fees
  • No performance fees
  • Free portfolio transfer
  • Free portfolio reviews
  • Direct contact to your own personal broker
  • Brokers who track the markets, so you don’t have to
  • Brokers contact you when they see an opportunity for a trade
  • You tell us how often you would like to be contacted
  • $39.95/0.4% Brokerage

Online Trading

  • Free portfolio reviews
  • Free Portfolio Transfer
  • $19.95/0.2% Brokerage


Disclaimer

Important Information:

All financial products displayed in this presentation are provided to you on the basis that you accept that each of these products may be provided to you by a company that is directly associated with Share Prices Australia Pty Ltd (ABN: 92 105 855 892) - Australian Financial Services License (“AFSL”) number 287367, trading as Share Prices.(‘’SPA’’)

Any advice provided is general advice only, including any form of recommendation services. It is important to note that:  

 
  • This advice has been prepared and presented without taking into your objectives, financial situation or personal needs.
  • If you decide to take part in any of the managed funds that have been presented, you should obtain a copy of, and consider, the PDS or SPDS for that product before making any decision.
  • It is recommended that you consider your own investment objectives, level of experience, and risk appetite. The possibility always exists that you could sustain a loss of your deposited funds and therefore you should not invest money that you cannot afford to lose and seek advice from an independent financial advisor if you have any doubts.
  • All PDS or SPDS of all the managed funds displayed in this presentation are made available from this website.

It’s important to note that trading any financial products, including managed funds, carries a high level of risk and may not be suitable for all investors Before deciding to invest in any type of investment you should be aware of all the risks associated with investing in Managed Funds.

Past trading performance is not a reliable indicator of future trading performance.


Step 1
Open Trading Account

Step 2
transfer cash / portfolio across

Step 3
Engage broker

Full-Service Advisory

  • No Management Fees
  • No performance fees
  • Free portfolio transfer
  • Free portfolio reviews
  • Direct contact to your own personal broker
  • Brokers who track the markets, so you don’t have to
  • Brokers contact you when they see an opportunity for a trade
  • You tell us how often you would like to be contacted
  • $39.95/0.4% Brokerage

Online Trading

  • Free portfolio reviews
  • Free Portfolio Transfer
  • $19.95/0.2% Brokerage

Professional Traders

JB Prime Multi Asset is used by professional fund managers & sophisticated retail clients who need access to real-time local and global data, advanced trading capabilities and superior liquidity pools in a single, integrated platform using CQG technology.

Recommendation Example


Disclaimer

Important Information:

All financial products displayed in this presentation are provided to you on the basis that you accept that each of these products may be provided to you by a company that is directly associated with Share Prices Australia Pty Ltd (ABN: 92 105 855 892) - Australian Financial Services License (“AFSL”) number 287367, trading as Share Prices.(‘’SPA’’)

Any advice provided is general advice only, including any form of recommendation services. It is important to note that:  

 
  • This advice has been prepared and presented without taking into your objectives, financial situation or personal needs.
  • If you decide to take part in any of the managed funds that have been presented, you should obtain a copy of, and consider, the PDS or SPDS for that product before making any decision.
  • It is recommended that you consider your own investment objectives, level of experience, and risk appetite. The possibility always exists that you could sustain a loss of your deposited funds and therefore you should not invest money that you cannot afford to lose and seek advice from an independent financial advisor if you have any doubts.
  • All PDS or SPDS of all the managed funds displayed in this presentation are made available from this website.

It’s important to note that trading any financial products, including managed funds, carries a high level of risk and may not be suitable for all investors Before deciding to invest in any type of investment you should be aware of all the risks associated with investing in Managed Funds.

Past trading performance is not a reliable indicator of future trading performance.


Overview Fact Sheet

5% P.A Interest The Gleneagle High Yield Fixed Income Trust provides its investors a secure and structured investment opportunity, focusing on capital preservation and regular income

The fund provides its investors an opportunity to receive a targeted 5%p.a. (net) income paid monthly on their principle. Gleneagle offers a combination of expertise and network, as well as highly experienced financial market professionals to manage, the Gleneagle High Yield Fixed Interest Trust.

Strategy & Objectives

  • Income: The fund aims to generate income of 5% p.a net of fees
  • Liquidity: Interest is paid monthly
  • Diversification: (No more than 20% invested in a single Investment)
  • Security: To provide investors with a secure and stable income by investing in A Rated or better, insured or guaranteed instruments including a range of banking and corporate credits (Currently Credit Suisse, AIG, FAB & CIMB)

JB High Alpha Fund Total Return 2.060% Monthly Average 0.257%
  Date Unit Price Overall Performance   Monthly Change
October18 October 20191.02062.060%3.920%
September27 September 20190.9821-1.790%-2.453%
September20 September 20191.00680.680%-3.729%
September13 September 20191.04584.580%0.665%
September6 September 20191.05285.280%1.592%
August30 August 20191.03633.630%-0.173%
August23 August 20191.03813.810%1.407%
August16 August 20191.02372.370%2.401%
August9 August 20190.9997-0.030%-1.313%
August2 August 20191.0131.300%-1.631%
July19 July 20191.02982.980%0.429%
July05 July 20191.02542.540%0.411%
June28 June 20191.02122.120%0.423%
June21 June 20191.01691.690%0.858%
May31 May 20191.02572.570%0.966%
April26 April 20191.03573.570%2.768%
March29 March 20191.00780.780%0.820%
March1 March 20190.9996-0.040%-0.040%
February14 February 201910%-

** From 1 November 2018, performance and management fees have been reduced to 0.

Unit Price vs Common Investments

Profit Unit Price
Without Fees

What is a Fund Unit Price?

When you invest into a managed fund, the investment amount that you deposit into that fund is placed into an investment pool with other investors money for your investment manager to trade.

By investing your money, you then own an agreed percentage of that pool of money (the Fund).

To determine what percentage of the fund you own, the total value of the funds under management is calculated and then the amount of money that you deposited into the fund is broken up into shares of the fund which is also more commonly known as units of the fund.

Hypothetical Example:
If the fund value was $700,000 and you invested $300,000 = the total value of the fund would then be $1,000,000
You would own 30% of the fund aka 30% of the Shares (units)

The unit price represents how much each unit or "share" of a fund is worth.

How Is The Daily Unit Price Calculated

Managed funds are required by law to calculate the daily value of the fund and the individual unit price of the fund each business day.

The fund’s value is determined by calculating the overall value of all the available funds and investments that the investment manager is trading each day.

Once this figure is determined we then minus any daily expenses that the fund may have leaving us with the daily total value of the fund.

Hypothetical Example:
$1,002,000 (the value of the overall fund) - $2,000 (the daily expenses of the fund) = $1,000,000 (the daily total of the fund)

Once this daily value has been determined, we then divide the total value of the fund by total number of shares (units) within the fund. This provides the daily unit price.

Hypothetical Examples:
$1,000,000 (the total daily of fund) ÷ 1,000,000 (total number of units within the fund) = $1 unit price

If you invested $100,000 you would receive 100,000 units of the fund.

Then assume the investment managers performed well ant the unit price went to $1.40 per unit
Your total units would now be worth $140,000


The Fund vs Common Investments chart shown above is provided to display the historical performance of our Investment Managers performance within the JB High Alpha Wholesale Fund (the Fund). This interactive chart allows you to compare common types of investment products such as the ASX 200 Index, Stocks & Commodities along with a typical example of a Standard Term Deposit set at 2.6% per annum and an over all fund Profit Line.

This graph represents the actual performance of the JB High Alpha Wholesale Fund (“the Fund”) since its inception on 14 February 2017 to the last updated chart of 26th of April 2019. It is important to note that past performance is not necessarily indicative of future performance.

The JB High Alpha Wholesale Fund is an unregistered managed investment scheme that is only available to wholesale clients. However, the JB High Alpha Retail Fund is a registered managed investment scheme and is based on the same trading methodology. Although the retail fund will utilise the same trading methodology, there is no guarantee that the same results will be attained. Past performance is not a reliable indicator of future performance.

Unit Price vs Common Investments

Profit Unit Price
Without Fees

What is a Fund Unit Price?

When you invest into a managed fund, the investment amount that you deposit into that fund is placed into an investment pool with other investors money for your investment manager to trade.

By investing your money, you then own an agreed percentage of that pool of money (the Fund).

To determine what percentage of the fund you own, the total value of the funds under management is calculated and then the amount of money that you deposited into the fund is broken up into shares of the fund which is also more commonly known as units of the fund.

Hypothetical Example:
If the fund value was $700,000 and you invested $300,000 = the total value of the fund would then be $1,000,000
You would own 30% of the fund aka 30% of the Shares (units)

The unit price represents how much each unit or "share" of a fund is worth.

How Is The Daily Unit Price Calculated

Managed funds are required by law to calculate the daily value of the fund and the individual unit price of the fund each business day.

The fund’s value is determined by calculating the overall value of all the available funds and investments that the investment manager is trading each day.

Once this figure is determined we then minus any daily expenses that the fund may have leaving us with the daily total value of the fund.

Hypothetical Example:
$1,002,000 (the value of the overall fund) - $2,000 (the daily expenses of the fund) = $1,000,000 (the daily total of the fund)

Once this daily value has been determined, we then divide the total value of the fund by total number of shares (units) within the fund. This provides the daily unit price.

Hypothetical Examples:
$1,000,000 (the total daily of fund) ÷ 1,000,000 (total number of units within the fund) = $1 unit price

If you invested $100,000 you would receive 100,000 units of the fund.

Then assume the investment managers performed well ant the unit price went to $1.40 per unit
Your total units would now be worth $140,000


The Fund vs Common Investments chart shown above is provided to display the historical performance of our Investment Managers performance within the JB High Alpha Wholesale Fund (the Fund). This interactive chart allows you to compare common types of investment products such as the ASX 200 Index, Stocks & Commodities along with a typical example of a Standard Term Deposit set at 2.6% per annum and an over all fund Profit Line.

This graph represents the actual performance of the JB High Alpha Wholesale Fund (“the Fund”) since its inception on 14 February 2017 to the last updated chart of 26th of April 2019. It is important to note that past performance is not necessarily indicative of future performance.

The JB High Alpha Wholesale Fund is an unregistered managed investment scheme that is only available to wholesale clients. However, the JB High Alpha Retail Fund is a registered managed investment scheme and is based on the same trading methodology. Although the retail fund will utilise the same trading methodology, there is no guarantee that the same results will be attained. Past performance is not a reliable indicator of future performance.

Online Application Start Online Application

To apply for the Share Prices Diversified Investment Fund, click this button.

Getting Started

Before any Investor decides that they want to join the Share Prices Diversified Investment Trust it is recommended that they consider the Share Prices Diversified Investment Trust documentation below.

To access, save and print these documents, click on the images below.

The Gleneagle High Yield SPDS

The Gleneagle High Yield PDS

The Gleneagle High Yield FSG

The Gleneagle High Yield T&A


The Share Prices Diversified Investment Trust invests in three different Gleneagle Investment Funds that invest in a wide range of global investment products including local and International Stocks, Futures (Commodities), Indices, Interest Rates, Currencies, Cash and Government Bonds.

Please hover over the Investment Product wheel below to see examples of the types of products that are traded.

Futures / Commodities

Indicies / Indexes

Government Bonds

Local Shares

International Stocks

Cash

Forex

*Disclaimer: These are trading product examples only - Other Investment Products may be traded.
The Share Prices Diversified Investment Trust is an investment opportunity offered through the Gleneagle Investment Fund.

This SPDS is for investing in Units in the Class of the Fund known as the Share Prices Diversified Investment Trust.

Potential investors should be aware that every reference to the name “Share Prices Diversified Investment Trust” is to a Class of the Fund, not a separate fund or trust. References to investing in the Share Prices Diversified Investment Trust are references to investing in Units in the Class for the Share Prices Diversified Investment Trust.
The investment objective is to produce investment returns superior to the benchmark for the Class by managing a diversified portfolio of investment exposures held through Gleneagle Trusts. This includes investments dynamically managed by Strategy Managers.

The objective is to return to investors a performance which exceeds the performance of the benchmark over the medium to longer term (two years or more). The return is expected to be primarily through distributions on Units held in the Share Prices Diversified Investment Trust.
The Share Prices Diversified Investment Trust aims for investment exposure to a portfolio of precious metals positions, global listed equities (direct or indirect), commodities (including oil), exchange traded funds, derivatives (including options), a broad range of fixed income investments, foreign exchange positions, structured products with various maturities and ratings; including structured notes, bond swaps and professional money market investments.

The investment exposure is gained by investing funds in one or more Gleneagle Trusts from time to time. Gleneagle Trusts means: (1) another Class of the Fund; (2) an account with the Managed Account Service (a registered managed investment scheme); and (3) any other registered managed investment scheme from time to time operated by Gleneagle Asset Management Limited as responsible entity and for which Gleneagle Securities is the investment manager.
The investment strategy for the Share Prices Diversified Investment Trust is primarily to target average total returns over time which are superior to the benchmark by actively managing investments in Gleneagle Trusts including accessing Strategy Managers who manage portfolios held in accounts in the Managed Account Service.

The choice of available Gleneagle Trusts, including other Class of the Fund and investments in the Managed Account Service, will be regularly assessed and allocated according to the opportunities, returns and risk profiles from time to time. The dynamically managed diversification of investment exposures and regular assessment seeks to enhance the returns for commensurate risk, so there is no fixed allocation as among the potential investments.

Investments in accounts in the Managed Account Service will be allocated as among Strategy Managers from time to time. Each Strategy Manager will be selected, allocated and monitored for the potential and actual contributions they make to the returns and risk profile for all investments through the Managed Account Service and as part of the overall return and risk profile of the Share Prices Diversified Investment Trust. A Strategy Manager applies their own investment strategy and executes that strategy on investments in an account with the Managed Account Service for the Share Prices Diversified Investment Trust. The Responsible Entity will use the Managed Account Service to access Strategy Managers from a potentially wide and diverse range of managers to access their investment exposures, returns and risk profiles, taking into account the entire portfolio of investments portfolio held for the Share Prices Diversified Investment Trust from time to time.

The benchmark is the All Ordinaries®, an index of 500 equities of companies listed on the ASX.
The benchmark is an index with a large constituent base of ASX-listed shares (equity-type financial products) and is not weighted for liquidity or investability, so is a relatively stable and diversified benchmark for shares prices traded on the ASX (compared with many other indices which have fewer constituents and their index methodology is much limited or more complex).

The value of the Units may vary from time to time, depending on the underlying investment exposure. The diversity of investment exposures and the timing of rebalancing may impact both distributions and Unit values. The combined performance of distributions and Unit value should also exceed the benchmark performance over the medium to long term. No assurance is given as to the future performance of Unit values or the timing or amount of distributions (if any).
High Watermark A High-Water Mark is the highest peak in value that a fund has reached.

Some of the funds associated with the Share Prices Diversified Investment Trust use a High-Water Mark to ensure that our investment managers are only paid on their performance if they exceed the Funds previous High point. This means investment managers do not get paid for poor performance. If an investment manager loses money over a period, they must get the fund above the previous historical High-Water Mark before receiving any performance bonus.

This chart shows examples of when a High-Water Mark has been reached and when a performance fee has been achieved by the Investment managers performance (see examples: A, B, C, D & E).
Gleneagle Securities (Aust) Pty Limited, ACN 136 930 526 has been appointed by the Responsible Entity (Gleneagle Asset Management Limited, ACN 103 162 278) as Investment Manager to manage the Share Prices Diversified Investment Trust’s investment exposure. Gleneagle Securities (Aust) Pty Limited is a related party of Responsible Entity. As the investment manager and all documentation and information about the Fund and all client communication can be inspected and (if permitted by the Responsible Entity and the Investment Manager) obtained by contacting Investment Manager using the contact details detailed in the directory at the beginning of this PDS.

Gleneagle Securities also manages other Strategy Portfolios of the Fund. (Each Class of the Fund has a Strategy Portfolio. Please see the PDS.)

The Investment Manager’s obligations to the Responsible Entity in respect of this Class are principally:
  • investment opportunities – sourcing, assessing, arranging, managing them;
  • assessing, monitoring and managing the allocations as among Gleneagle Trusts (subject to controls imposed by the Responsible Entity);
  • assessing, monitoring and managing the allocations as among the Strategy Managers who manage accounts for the Share Prices Diversified Investment Trust in the Managed Account Service (subject to controls imposed by the Responsible Entity); and
  • bearing expenses arising from managing the investment opportunities.
Although there are many benefits of using managed funds there are also risks associated with all types of investments.

All investments have some level of risk. Managed investment schemes invest in a range of asset classes, for example, cash, bonds, equities and property, each of which offer different levels of risk. The likely investment return and the level of risk of losing money differs among managed investment schemes depending on the underlying mix of assets.

Typically, those assets with potentially the highest return (such as derivatives) also have the highest risk of losing money over the short term. Fixed income as an asset class exhibits its own unique risks and is impacted by market volatility as well as a cross-section of structural, regulatory and issuer-specific risks.

When considering investing in any managed investment scheme, it is important to understand that:
  • the value of your investment will go up and down,
  • returns are not guaranteed and the level of return will vary,
  • you may lose some or all of your money,
  • past performance is not an accurate predictor of future performance,
  • laws affecting your investment in a managed investment scheme may change, and
  • the appropriate level of risk for you will depend on a range of factors including your age, investment time frames, where other parts of your wealth are invested and how tolerant you are to the possibility of losing some or all of your money in some years.
When deciding whether to invest in this Fund, you must decide whether, given the nature of trading undertaken by the Investment Manager and the Fund’s underlying investments, your financial situation permits you to participate in an investment that involves a medium to high degree of risk.

Managed Funds do carry risks. You should carefully examine our Information Memorandum or PDS along with our Investment Strategies, Asset Allocations (Our Diversifications) and our Investment Manager’s track record before investing.

Here are some of the general risks associated with managed investments: (Click on the risk title to expand risk text)

The value of the Fund’s investments may fluctuate for a variety of reasons including changes in economic conditions, market sentiment, government regulations, political events, natural disasters, climate and changes in technology.
The effects on the value of each of the investment products will vary and cannot be predicted with certainty.
The Fund can be exposed to interest rate movements.
Changes in interest rates may have a negative or positive impact, either directly or indirectly, on investment returns.
The Fund can be exposed to commodities markets. Commodity markets are generally more volatile.
During periods of instability, commodities and the securities of producers often suffer extreme price fluctuations.
Natural disasters and social factors can have a significant impact on prices, as too discovery of a significant new supply, new technologies and changes in laws.
The value of derivative instruments is linked to the value of an underlying asset (or an interest rate, share index or other reference point) and can be highly volatile.
While derivatives offer the opportunity for higher gains for a smaller initial cash outlay, they can also result in significant losses, sometimes significantly in excess of the amount invested to purchase the derivative.
Risks associated with using derivatives might include the value of the derivative failing to move in line with that of the underlying asset, potential illiquidity of the derivative, a fund not being able to meet payment obligations as they arise, and counterparty risk (where the counterparty to the derivative contract cannot meet its obligations under the derivatives contract, although in an exchange traded environment, this is less).

The Investment Manager ensures that there are sufficient liquid assets available in the Fund to meet costs and other liabilities under derivatives.
The Investment Manager may use ‘short selling.
Short selling means the ‘Fund sells a security it does not own to try and profit from a decrease in the value of the investment. This is generally done by borrowing the security from another party to make the sale.
The short sale of a security can increase the risk of loss, as losses on a short position are not limited to the purchased value of the security.
The Investment Manager expects the Fund will be liquid, and that withdrawal proceeds will usually be available within 5 Business Days of the date we process your request.
However in some circumstances there may be delays.
The Fund has exposure to investments located in overseas jurisdictions.
This means the assets of the Fund are influenced by movements in exchange rates and interest rates, international political events and the potential for overseas regulations to be less robust than in Australia.
The loss of a key person within the Fund’s investment process could impact the decision making ability of the Investment Manager.
We are committed to ensuring that your information is kept secure and protected from misuse and loss and from unauthorised access, modification and disclosure.
We use the internet in operating the Fund and may store records in a cloud system. If stored overseas, different privacy and other standards may apply there.
The internet does not however always result in a secure information environment and although we take steps we consider reasonable to protect your information, we cannot absolutely guarantee its security.
Governments or regulators may pass laws, create policy, or implement regulation that affects the Fund, its underlying investments or the Investment Manager’s ability to execute its investment strategies.
Such initiatives may impact either a specific transaction type or market, and may be either country specific or global.
Such changes may result in the Fund failing to achieve its investment objectives.
Similarly, laws affecting registered managed investment schemes (including taxation and corporate and regulatory laws) may change in the future, affecting investors’ rights and investment returns.
Investing in a managed fund is not like investing directly in the underlying assets of the Fund. Investing in a managed fund may result in different income and capital gains outcomes when compared with investing directly.
Additionally, the Fund could be closed, and your money returned to you at the prevailing valuations at that time, and we or the Investment Manager could be replaced.
There is also the risk that someone involved with your investment (even remotely) does not meet their obligations or perform as expected, assets may be lost, not recorded properly or misappropriated, laws may adversely change, insurers may not pay when expected, systems may fail or insurance may be inadequate.
No party including the Investment Manager can guarantee the investment objective of the Fund will be achieved.
The Investment Manager may change the Fund’s investment strategy over time, to seek to ensure the investment objective is met or where it is of the view that the change is in the best interests of investors.
We may change some aspects of the Fund over time, such as the fees and expenses we charge, or the rules that govern the Fund (e.g. notice periods or withdrawal processes).
While we will give investors notice of any changes, such changes (for example, prior notice an increase in fees), changes such as this may adversely affect the performance of the Fund.
This SPDS shows fees and other costs that you may be charged for the Share Prices Diversified Investment Trust.

All fees, charges and other costs outlined in this section are exclusive of GST unless otherwise specified.

These fees and costs may be deducted from the Share Prices Diversified Investment Trust assets as a whole. Taxes are set out in the PDS (see the PDS Section 7: Taxation for a further explanation).

Fees and Costs
The fees and costs for managing your investment.

Fees and Costs

CUSTOMER RELATIONSHIP MANAGER

Share Prices Funds Management Pty Ltd
ACN 623 398 890
Corporate Authorised Representative (No.1263287)
Website: https://shareprices.com.au
Phone: 1300 123 345


INVESTMENT MANAGER

Gleneagle Securities (Aust) Pty Limited
ACN 136 930 526
AFSL No. 337985
Website: www.gleneagle.com.au


INVESTMENT MANAGER

Gleneagle Securities (Aust) Pty Limited
ACN 136 930 526
AFSL No. 337985
Website: www.gleneagle.com.au

Sydney Office
Level 27, 25 Bligh Street
Sydney NSW 2000
Australia
Phone: +61 2 8277 6655

Melbourne Office
Level 39, 55 Collins Street
Melbourne VIC 3000
Australia
Phone: +61 3 9900 7700


RESPONSIBLE ENTITY

Gleneagle Asset Management
Limited ACN 103 162 278
AFSL 226199
Website: www.gleneaglecapital.com.au

Sydney Office
Level 27, 25 Bligh Street
Sydney NSW 2000
Australia
Phone: +61 2 8277 6655

Melbourne Office
Level 39, 55 Collins Street
Melbourne VIC 3000
Australia
Phone: +61 3 9900 7700


ADMINISTRATOR

Apex Fund Services (Australia) Pty Ltd
ACN 149 408 702
Level 13, 459 Little Collins Street
Melbourne VIC 3000
Australia
Website: www.apexfundservices.com
Phone:+61 3 9020 3000


AUDITOR

LNP Audit and Assurance Pty Limited
ACN 155 188 837
Level 14
309 Kent Street
Sydney NSW 2000
Australia

FX Wealth Portfolio

Performance HistoryFact Sheet

High Growth Return High Growth Return High Growth Return

Breakdown

 

  • Focus on risk management
  • Focus on liquid currency pairs
  • Transparent managed account

* Performance history relates to an account actively managed by the fund manager  prior to inception of the Share Prices Diversified Investment Trust. There is no guarantee that future performance will match past performance.


Fund Manager

IMM Pty Ltd (International Money Management) is an Australian owned investment company providing fund management services

Peter Anderson, the Fund Manager , has successfully traded multiple asset classes for the past 20 years, including Options, Warrants, Futures Contracts, Stocks and Foreign Exchange


Investment Strategy

At the heart of the strategy is the fund managers very own mathematical algorithm designed from his trading experiences over the past 20 years. This algorithm has built in money management features and is programmed to take small profit gains regularly and banking these gains back to your own account. The algorithm uses 6 diversified currency pairs.

The fund manager overlays his manual trading strategy into his clients’ accounts and this approach guarantees diversity from a risk perspective and also increases profit potential.

This manual trading strategy employs a two pronged approach. Firstly, a macro analysis of the market is determined each trading day considering the trends in the 15 of the most liquid currency pairs. From there, trades may be entered with the intention of profiting from larger price swings.

Once these trends are known, the fund manager uses an intraday strategy to take advantage of short term price momentum.

While growing the client’s capital is paramount, the fund manager also understands the critical piece around managing risk. Knowing your trade exit position before you enter the market is simply a sound business approach., Along with the statistical success of past performance, this gives the fund manager the edge which he looks for to generate returns while minimising risk.

Overview Fact Sheet

The GT Momentum Portfolio (“the Fund”) was spawned from the highly successful Gleneagle Proprietary Trading Book (“the Prop Book) at Gleneagle Securities (AUST) Pty Limited.

Under the management of Gregory Tolpigin, the Prop Book (Real Investments) achieved annual compounded returns of 41% (after all fees) from January 2015 to October 2019 with the total returns achieving 411% net of fees.

Momentum Fund Return

  • This performance was achieved through a continuous long-term understanding of the market dynamics and flexibility, maintaining exposure only in those investments that continue to perform.

  • The Fund is a continuation of the model and strategies used within this proprietary trading book.

  • The Fund provides investors with the opportunity to invest alongside both Gregory Tolpigin and Gleneagle Securities, who are key investors in the Fund.

  • The Fund adopts multiple strategies all aimed to actively maintain exposure to those areas of global markets with strong underlying thematics, valuations and momentum. The application of multiple strategies gives the fund the advantage of being flexible to deploy funds to those asset classes, sectors and companies that are being re- rated in line with the portfolio manager’s outlook and expectations.


Strategy & Objectives

We believe that giving investors exposure to a larger set of markets and strategies allows for a better capital diversification and for generating alpha throughout the business cycle.

The fund adopts five key strategies; Equity Growth, Equity Momentum, High Yield, Global Macro and Long/Short.

Each of the strategies is executed on the basis five core principles; Price Momentum, Strong Macro Thematic, Valuation Metrics, Management and Risk.

Equity Growth
This Identifies companies experiencing strong expansion through the introduction of a new technology, new product or new mining/exploration opportunity. Deep due diligence using expert partners is undertaken of the business, management and the potential reward/risks. The time horizon is normally longer 12 months.

Equity Momentum
We identify sectors or industry trends where a period of excitement and expectation is an evolving thematic. This market cycle begins from an early “need” and then evolves into a “hype” and expert experience is required to maximise these shorter-term booms. Time – typically less than 12 months Examples: Lithium Bubble, Yield Crunch Thematic and the Gold Boom.

High Yield
This is ongoing long-term and stable income for the fund. Its an attractive strategy to help provide consistent positive returns for the fund. Structure debt instruments (convertible) are a speific target as they provide the free option to benefit from capital gain in the underlying equity.

Global Macro
The underlying thematics driving global markets can give us the opportunity to invest directly in the cause and effect. This allows the fund to capitalise at the source of many market influences in line with the longer-term trends that may or may not provide the opportunity to do so at the equity level.

Long / Short
This strategy aims to profit from equity market opportunities where extreme valuations are reached by specific companies that fail to reflect the true underlying fundamentals. Pairing overvalued assets (short) against those that have a strategic or competitive advantage (long) presents a market neutral opportunity to capture a valuation readjustment.


Disclaimer

Important Information:

All financial products displayed in this presentation are provided to you on the basis that you accept that each of these products may be provided to you by a company that is directly associated with Share Prices Australia Pty Ltd (ABN: 92 105 855 892) - Australian Financial Services License (“AFSL”) number 287367, trading as Share Prices.(‘’SPA’’)

Any advice provided is general advice only, including any form of recommendation services. It is important to note that:  

 
  • This advice has been prepared and presented without taking into your objectives, financial situation or personal needs.
  • If you decide to take part in any of the managed funds that have been presented, you should obtain a copy of, and consider, the PDS or SPDS for that product before making any decision.
  • It is recommended that you consider your own investment objectives, level of experience, and risk appetite. The possibility always exists that you could sustain a loss of your deposited funds and therefore you should not invest money that you cannot afford to lose and seek advice from an independent financial advisor if you have any doubts.
  • All PDS or SPDS of all the managed funds displayed in this presentation are made available from this website.

It’s important to note that trading any financial products, including managed funds, carries a high level of risk and may not be suitable for all investors Before deciding to invest in any type of investment you should be aware of all the risks associated with investing in Managed Funds.

Past trading performance is not a reliable indicator of future trading performance.


The Share Prices Premium Membership entitles you to many benefits.
Select the financial service below to display the membership inclusions.

Initial Funding Promotion

For all new members who join any of the offered managed funds, all establishment fees will be waived for all initial pledged funds received.

Terms & Conditions

  • Minimum investment amount $50,000
  • There is no maximum investment amount
  • Offer is only available for your initial pledged investment amount
  • Additional funds on top of your initial investment will be charged at the normal deposit rates at that time.

Funding incentive Example:

  • If the standard establishment fee of 3% were to be charged on a $250,000 investment, the establishment fee would be $7,500.
    This fee would now be waived under this promotion. (Normal minimum establishment fee is $3000)

Premium Members Offer

75+

Any Share Prices member that is over the age of 75 that wants to participate in any of the Manage investment services offered will receive an complimentary upgrade to a Premium Membership status for free.

Terms of receiving a complimentary Premium Membership

All new members are required to follow the normal application process by completing the online membership application form and paying the promotional $3990 application fee.
Your application fee will then be reimbursed back to your nominated bank account within 60 days after you deposit your investment money into your nominated managed Fund account.

Open a Share Prices brokerage account to receive:

  • No Management Fees
  • No performance fees
  • Free portfolio transfer
  • Free portfolio reviews
  • Direct contact to your own personal broker
  • Brokers who track the markets, so you don’t have to
  • Brokers contact you when they see an opportunity
  • You tell us how often you would like to be contacted
  • $39.95/0.4% Brokerage - Full Service
  • $19.95/0.2% Brokerage - Online Only

Managed Investment Services

  • All Managed Funds establishment fees waived. (No limitations)

Financial Advisory Services

  • Financial advisors portfolio review and assessment (unlimited portfolio reviews)
  • Financial advisor support (advisor allocated to your account)
  • One on one full service advisor recommendation services

Financial Planning Services

  • A free lost Superannuation Search
  • 50% off all new SMSF set ups
  • First year of SMSF admin fees waived (value to $1750)
  • Complimentary Insurance reviews and comparison.
  • The Essential Guide To Property Investment & Property Developments within a Self Managed Super Fund.

Sophisticated Investments

  • 7.25% P.A. Return – Direct First Mortgage Opportunity over Prime CBD commercial real estate
  • Principal & interest payments paid monthly.
  • Under 50% LVR.
  • May 2015 valuation of $6.2M by Herron Todd White, long lease in place.
  • Iconic property, successful iconic businesses in place over 30 years.
  • Minimum Investments of no less than $500,000
  • Contracts provided through Macgregor O’Reilly Solicitors

Upon the success of your membership application, all online membership and trading services will be activated for your use.

Upon joining, a customer service officer will be appointed to assist you with the introduction and selection of the products and services that you choose with your membership.

You will be sent all legal documentations such as Financial Services Guides (FSG), Privacy Policies & Product Disclosure Statements (PDS) for any of the products or services you are interested in prior to your decision to join any investment product or service.

Please Note: Some of the financial products and services provided may require additional fees such as brokerage fees, management fees or performance fees. Some managed investment products may also require you to provide additional information by completing a Statement of Advice, Fact Finder or Risk Assessment program prior to your acceptance.


Disclaimer

Important Information:

All financial products displayed in this presentation are provided to you on the basis that you accept that each of these products may be provided to you by a company that is directly associated with Share Prices Australia Pty Ltd (ABN: 92 105 855 892) - Australian Financial Services License (“AFSL”) number 287367, trading as Share Prices.(‘’SPA’’)

Any advice provided is general advice only, including any form of recommendation services. It is important to note that:  

 
  • This advice has been prepared and presented without taking into your objectives, financial situation or personal needs.
  • If you decide to take part in any of the managed funds that have been presented, you should obtain a copy of, and consider, the PDS or SPDS for that product before making any decision.
  • It is recommended that you consider your own investment objectives, level of experience, and risk appetite. The possibility always exists that you could sustain a loss of your deposited funds and therefore you should not invest money that you cannot afford to lose and seek advice from an independent financial advisor if you have any doubts.
  • All PDS or SPDS of all the managed funds displayed in this presentation are made available from this website.

It’s important to note that trading any financial products, including managed funds, carries a high level of risk and may not be suitable for all investors Before deciding to invest in any type of investment you should be aware of all the risks associated with investing in Managed Funds.

Past trading performance is not a reliable indicator of future trading performance.


The Share Prices Premium Membership entitles you to many benefits.
Select the financial service below to display the membership inclusions.
Authorisation Code:

Open a Share Prices brokerage account to receive:

  • No Management Fees
  • No performance fees
  • Free portfolio transfer
  • Free portfolio reviews
  • Direct contact to your own personal broker
  • Brokers who track the markets, so you don’t have to
  • Brokers contact you when they see an opportunity
  • You tell us how often you would like to be contacted
  • $39.95/0.4% Brokerage - Full Service
  • $19.95/0.2% Brokerage - Online Only

Managed Investment Services

  • All Managed Funds establishment fees waived. (No limitations)

Financial Advisory Services

  • Financial advisors portfolio review and assessment (unlimited portfolio reviews)
  • Financial advisor support (advisor allocated to your account)
  • One on one full service advisor recommendation services

Financial Planning Services

  • A free lost Superannuation Search
  • 50% off all new SMSF set ups
  • First year of SMSF admin fees waived (value to $1750)
  • Complimentary Insurance reviews and comparison.
  • The Essential Guide To Property Investment & Property Developments within a Self Managed Super Fund.

Sophisticated Investments

  • 7.25% P.A. Return – Direct First Mortgage Opportunity over Prime CBD commercial real estate
  • Principal & interest payments paid monthly.
  • Under 50% LVR.
  • May 2015 valuation of $6.2M by Herron Todd White, long lease in place.
  • Iconic property, successful iconic businesses in place over 30 years.
  • Minimum Investments of no less than $500,000
  • Contracts provided through Macgregor O’Reilly Solicitors

Upon the success of your membership application, all online membership and trading services will be activated for your use.

Upon joining, a customer service officer will be appointed to assist you with the introduction and selection of the products and services that you choose with your membership.

You will be sent all legal documentations such as Financial Services Guides (FSG), Privacy Policies & Product Disclosure Statements (PDS) for any of the products or services you are interested in prior to your decision to join any investment product or service.

Please Note: Some of the financial products and services provided may require additional fees such as brokerage fees, management fees or performance fees. Some managed investment products may also require you to provide additional information by completing a Statement of Advice, Fact Finder or Risk Assessment program prior to your acceptance.

Step 2. Confirm your Membership Information

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Step 4. General advice acknowledgement

Your Share Prices Premium Membership package enables you access to many different types of trading tools, services and investment products.

We recommended that before you use any investment product, you read the product or service's Financial Services Guide (FSG), Product Disclosure Statements (PDS) or consult your financial advisor for further advice to see if that service or financial product is appropriate for your own personal objectives, needs and risk appetite.  

You also acknowledge that some investment products such as trading and advisory services have their own associated fees and charges that is not included in the price of your premium membership package.

Any information that has been provided to you in this presentation is general advice only and has been provided to you without taking into consideration your personal financial situation, needs or objectives. 


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Membership Acceptance

By signing this premium membership agreement you are acknowledging and accept the terms and conditions, Risk Disclosure Statements, Product Disclosure Statement (PDS) and Financial Services Guide (FSG) located on the Share Prices website. www.shareprices.com.au

You agree that you are authorising yourself for the use of one or all of the above listed premium membership products and services and you are certainly not obligated to use these products or services.

You also acknowledge that some of the above listed products that are included in the Premium Membership package are provided by affiliated third-party companies and you should read their legal documentations such as their Financial Services Guides , Risk Disclosure Statements, Product disclosure Statements before entering any investment service.

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Draw with your mouse or type your name in this signature box to become a Share Prices Premium Member.

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Please select a time for an advisor to call you to organise your membership benefits

Happy Trading
Share Prices Management


Disclaimer

Important Information:

All financial products displayed in this presentation are provided to you on the basis that you accept that each of these products may be provided to you by a company that is directly associated with Share Prices Australia Pty Ltd (ABN: 92 105 855 892) - Australian Financial Services License (“AFSL”) number 287367, trading as Share Prices.(‘’SPA’’)

Any advice provided is general advice only, including any form of recommendation services. It is important to note that:  

 
  • This advice has been prepared and presented without taking into your objectives, financial situation or personal needs.
  • If you decide to take part in any of the managed funds that have been presented, you should obtain a copy of, and consider, the PDS or SPDS for that product before making any decision.
  • It is recommended that you consider your own investment objectives, level of experience, and risk appetite. The possibility always exists that you could sustain a loss of your deposited funds and therefore you should not invest money that you cannot afford to lose and seek advice from an independent financial advisor if you have any doubts.
  • All PDS or SPDS of all the managed funds displayed in this presentation are made available from this website.

It’s important to note that trading any financial products, including managed funds, carries a high level of risk and may not be suitable for all investors Before deciding to invest in any type of investment you should be aware of all the risks associated with investing in Managed Funds.

Past trading performance is not a reliable indicator of future trading performance.


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